Identification of Aberrant Railroad Wayside WILD and THD Detectors: Using Industry-wide Railroad Data. June 10, 2014

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1 Identification of Aberrant Railroad Wayside WILD and THD Detectors: Using Industry-wide Railroad Data June 10,

2 Agenda Background / Overview Solution Approach Groupings Criteria Sites Speed Weight Car Type Solution Architecture (with SAS) REPORTING: Dashboards to Analyze WILD Sites 2

3 WILD Detectors WILD: WHEEL IMPACT LOAD DETECTOR 3

4 WILD Detectors Data Collection Railinc TTX 4

5 WILD Detector Locations 158 WILD detectors in N. A. TTX receives 375,000 records per day. 5

6 Project Overview Wayside Detectors Business Problem Goals Located at about 158 WILD sites in the North America Detect Wheel impacts Can exhibit aberrant behavior (e.g. due to flooding etc.) Aberrant detector can lead to wrong detection and unnecessary wheel repair expenses An aberrant detector could lead to removal of healthy wheels (costing $2-3K each) before it is identified (cost = $1M+) Once suspected, it takes at least 2-3 weeks of manual work to analyze data and verify it Build an interactive tool for rapid identification of aberrant wayside detectors / health diagnostics using INDUSTRY-WIDE DATA Evaluate readings grouped by Speed, Weight and Car type for better precision Advanced Enterprise Reporting system & Insights (Dashboards/UI, alerts) 6

7 TTX-CARS ONLY WILD DATA PREVIOUS WORK/BACKGROUND 7

8 Variables affecting Alerts from Detectors Factors that influence Number of Alerts from a Detector Variability of measurement system Alerts differ across time (seasonality, winter temperature) Alerts differ across detectors (railcar types, location) Metrics APW: Alert per 10,000 wheels passed Defined for each alert level

9 Variability is Normal in WILD Detectors 9

10 1/1/2009 1/31/2009 3/2/2009 4/1/2009 5/1/2009 5/31/2009 6/30/2009 7/30/2009 8/29/2009 9/28/ /28/ /27/ /27/2009 1/26/2010 2/25/2010 3/27/2010 4/26/2010 5/26/2010 6/25/2010 7/25/2010 8/24/2010 9/23/ /23/ /22/ /22/2010 1/21/2011 2/20/2011 3/22/2011 4/21/2011 5/21/2011 6/20/2011 7/20/2011 8/19/2011 9/18/ /18/ /17/ /17/2011 Temperature / Seasonal variation* T = -14 C 2011 T = -13 C APW T = -9 C 2012 T = -7 C More WILD alerts during winter months Colder winter leads to more alerts *TTX-CARS ONLY WILD DATA 10

11 Grouping*» Example of grouping sites based on similar environmental criteria not by rail road. 11

12 Grouping* Used to handle seasonality and temperature related effects APW 35 Group 1 35 Group *TTX-CARS ONLY WILD DATA 12

13 Detector Specific Variations* APW differs from detector to detector APW *TTX-CARS ONLY WILD DATA 13

14 Normalized APW Normalization for comparison across sites 1-Jan Feb Mar-10 1-May Jun Jul Aug-10 8-Oct Nov Dec-10 5-Feb Mar Apr-11 5-Jun Jul Aug-11 3-Oct Nov Dec Jan Mar Apr May-12 1-Jan Feb Mar May Jun-10 4-Aug Sep Oct Dec Jan-11 7-Mar Apr-11 1-Jun Jul Aug-11 8-Oct Nov-11 2-Jan Feb Mar May APW 6 5 APW 3-year Average *TTX-CARS ONLY WILD DATA 14

15 1-Jan Jan Feb-10 2-Mar Mar Apr-10 1-May May- 10-Jun Jun Jul-10 9-Aug Aug Sep-10 8-Oct Oct Nov-10 7-Dec Dec Jan-11 5-Feb Feb Mar-11 6-Apr Apr May- 5-Jun Jun Jul-11 4-Aug Aug Sep-11 3-Oct Oct Nov-11 2-Dec Dec Jan Jan Feb Mar Mar Apr May- 30-May- Normalized APW Group Average and Standard Deviation Mean ± std. dev *TTX-CARS ONLY WILD DATA 15

16 Group Average is the Benchmark Normalized APW 1-Jan Jan Feb-10 2-Mar Mar Apr-10 1-May May- 10-Jun Jun Jul-10 9-Aug Aug Sep-10 8-Oct Oct Nov-10 7-Dec Dec Jan-11 5-Feb Feb Mar-11 6-Apr Apr May- 5-Jun Jun Jul-11 4-Aug Aug Sep-11 3-Oct Oct Nov-11 2-Dec Dec Jan Jan Feb Mar Mar Apr May- 30-May Mean ± std. dev *TTX-CARS ONLY WILD DATA 16

17 Normalized APW Detector Scoring 6 SCORE: How far from the average is aberrant? Yellow: Score > 2 Red: Score > Score= Observed Group Avg Std.Dev *TTX-CARS ONLY WILD DATA 17

18 Example of Normal site Normalized APW *TTX-CARS ONLY WILD DATA 18

19 Example of Faulty Detector (1) Normalized APW *TTX-CARS ONLY WILD DATA 19

20 WILD INDUSTRY WIDE DATA 20

21 Site Groupings* (Industry-Wide Data) *Site Groupings is for Industry-wide data and is based on similarity in APW/Base APW (= S) trends, domain knowledge, geography and environmental criteria. 21

22 Comparison of Data Size Average Wheel Count Per Day for 2012 All Cars ~ 1,650,000 Approx. 4X more data TTX Only ~ 375, , , , ,000 1,000,000 1,200,000 1,400,000 1,600,000 1,800,000 Industry Wide Data Volume ~ 1.5-2M rows of data PER DAY (~ 200 MB size) ~ GB of data over last three years Stripped Car Numbers and Car Initials for anonymity purposes 22

23 Normalized APW Solution Approach Separating the signal from the noise - typical site Compute S = APW / Base APW Determine benchmark = Group average 4 Score= APW = Alerts Wheels Observed Group Avg Std.Dev. Green: Score < 2 Yellow: Score > 2 Red: Score > Benchmark Trend Detector Trend One time Group sites based on similarity in APW/Base APW (= S) trends, domain knowledge, geography 23

24 WILD TTX-ONLY CARS / INDUSTRY WIDE DATA COMPARISON 24

25 Parameter S TTX Cars vs. All Cars Group 1 (Site A) The lines form a very tight band (8/15/2011) 65% higher standard deviation. * For Alert Level 1, Site Direction 1 25

26 Example from Group 6 (Site B) 01-Jan Feb Apr May Jul Aug Oct Nov Jan Feb Apr May Jul Aug Oct Nov Jan Feb Apr Jan Feb Apr May Jul Aug Oct Nov Jan Feb Apr May Jul Aug Oct Nov Jan Feb Apr-12 Normalized APW for Detector 4 TTX Cars * All Cars * (8/15/2011) 360% higher standard deviation. 26

27 WILD ANALYSIS FOR SPEED, WEIGHT AND CAR TYPE FACTORS

28 Site D Track 1 All Cars (1) Comparison of Observed APW for Site D Track 1 By Speed* Higher APW at higher speeds APW * For Alert Level 1 and Site Direction 1 28

29 Site D Track 1 All Cars (2) Z-score Comparison of Z-Score for Site D Track 1 By Speed* Not Faulty at lower speeds Comparison of Data: Sample Data Point - May 1 st,2011 * Speed 30 Day Alerts 30 Day Wheels Alerts / 10k Wheels 0 40 mph , mph 5, , mph 42 8, * For Alert Level 1 and Site Direction 1 29

30 Weight Bucket Analysis- # of Wheels & Alerts # of Wheels # of Alerts Mid-range (160, ,000 lbs) is further split into buckets of 20,000 lbs each 160, , , ,000 80,000 60,000 40,000 20, ,854 Empty(0-160,000 lbs) Avg. # of Wheels per Month per Site 6,196 4,323 4,350 8,422 Mid(160, ,000 lbs) Mid(180, ,000 lbs) Mid(200, ,000 lbs) Mid(220, ,000 lbs) 105,460 Fully Loaded(240, ,000 lbs) 157 Above Fully Loaded(320,000+ lbs) Avg. # of Condemnable Alerts Per Month Per Site Empty(0-160,000 lbs) Mid(160, ,000 lbs) Mid(180, ,000 lbs) Mid(200, ,000 lbs) Mid(220, ,000 lbs) 298 Fully Loaded(240, ,000 lbs) < 1 Above Fully Loaded(320,000+ lbs) * data for all sites 30

31 Site D Track 1 Hopper & Tank Cars Comparison of Data: Sample Data Point - May 1 st,2011 * Car Weight 30 Day Alerts 30 Day Wheels Alerts per 10,000 Wheels (APW) % of Total Wheels Empty (0 160,000 lbs) Mid (160, ,000 lbs) 6 67, % 18 1, % Fully Loaded (240, ,000 lbs) 4,041 64, % Above Fully Loaded (320,000 lbs +) % * For Alert Level 1, Site Direction 1, Speed Range mph 31

32 Site D Track 1 Empty Versus Fully Loaded Comparison of Z-Score for Site D Track 1 By Weight* * For Alert Level 1, Site Direction 1, Speed Range mph, Hopper & Tank Cars 32

33 Final Groupings Summary for All Data Speed Group SPEED CAR TYPE WEIGHT Train Speed (mph) S S S S mph is the most stable speed range Speeds lower than 40 mph do not produce sufficient load impact The detector readings become unstable at higher speeds Group C1 C2 C3 C4 C5 C6 C7 C8 C9 Car Umler Type Box Cars Covered Hopper / Tank Cars Gondolas Flat Cars Equipped & Unequipped Hoppers / Gondolas-GT Refrigerator Cars Vehicular Flat Cars Locomotives Conventional, Intermodal & Stack Cars X* Caboose, Passenger, Containers, Trailers, Special Types Weight Group W1 Car Weight 0-160,000 lbs W2 160, ,000 lbs W3 240, ,000 lbs W4 320,000 lbs + W1: Fully Empty / Nearly Empty W3: Fully Loaded / Almost Fully Loaded (+-10%)

34 WILD PERFORMANCE OF CAR GROUPS 34

35 Site D Track 1 By Car Type Comparison of Data: Sample Data Point Jan 1 st,2012 * Car Type 30 Day Alerts 30 Day Wheels APW % Total Wheels Flat Cars 56 1, % Hopper & Tank Cars , % Gondolas , % Vehicular Flat Cars Box Cars & Refrigerator Cars Stacked & Intermodal Cars % % 34 9, % * For Alert Level 1, Site Direction 1, Speed Range mph & Weight Range 240, ,000 lbs 35

36 Site D Track 1 By Car Type SAME DAY Faulty Not Faulty * For Alert Level 1, Site Direction 1, Speed Range mph & Weight Range 240, ,000 lbs 36

37 SOLUTION ARCHITECTURE 37

38 Investigation 1 Aberrant Site 38

39 Investigation 1 Site Dashboard 39

40 Investigation1 Comparison of Rails Rail 1 Rail 2 Both rails are above the group average with Z-scores > 3. 40

41 Investigation 1 Comparison of Cars Covered hoppers Open hoppers Gondolas All car types representing 90% of the traffic had high alerts. 41

42 Investigation 2 No trouble found Railroad asked TCCI to investigate a detector giving a large number of alerts. No, the Z-score is 1.8. All mid west detectors were higher due to the long, cold winter. The traffic pattern changed. A lot more cars More weight per car 42

43 Conclusions Change the state of the art 1. From gut feel to clear statistical signals. 2. Weekly, automate analysis of 11.5 million signals from 158 detectors, and send notifications of abnormal readings. 3. Rapid process to investigate suspicious detectors. 43

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