International Guidelines on Urban and Territorial Planning (IG-UTP) Daniel Biau Tehran University, 02 November 2015

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2 International Guidelines on Urban and Territorial Planning (IG-UTP) Daniel Biau Tehran University, 02 November 2015

3 1. Mandate and Alignment with Global Agendas and UN- Habitat Strategic Plan Development of the International Guidelines on Urban and Territorial Planning approved by UN- Habitat Governing Council (res. 25/6 of 23 April 2015) 2. Implementation and Monitoring of the Guidelines Overview

4 Introduction: WHAT HAPPENS WHEN URBAN PLANNING FAILS? ECONOMIC SOCIAL ENVIRONMENTAL Loss of economies of urbanization Loss of agglomeration benefits Loss of job opportunities, especially for the youth Socio-economic segregation Mobility & transport breakdown Lack of access to energy & clean water Lack of public health and increased safety risks Sprawl induced stress on land & food resources Vulnerability to impacts of climate change Loss of biodiversity and the vital system functions it supports Mass Housing in Ixtapaluca, Mexico 4

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6 Multi-level approaches are required NATIONAL National Urban Policies National Spatial Frameworks SUB-NATIONAL/REGION City-Region Planning New Town Development CITY Planned City Extensions Planned City Infills

7 1. Mandate and Alignment with Global Agendas and UN-Habitat Strategic Plan

8 Background and Objective Different types and approaches of urban and territorial planning exist and have been tested worldwide without simple and universally agreed principles to guide decision makers towards sustainable urban development. The International Guidelines on Urban and Territorial Planning (IG-UTP) intend to constitute a global framework for improving policies, plans and designs for more compact, socially inclusive, better integrated and connected cities and territories that foster sustainable urban development and are resilient to climate change. The IG-UTP complement two sets of International Guidelines previously adopted by the Governing Council of UN-Habitat: Decentralisation and Strengthening of Local Authorities (2007); Access to Basic Services for All (2009). These Guidelines have been used as a reference framework in a number of countries to catalyze policy and institutional reforms and leverage partnerships.

9 Mandate: Resolution 24/3 of UN-Habitat GC (19 April 2013) OP4. Requests the Executive Director of UN-Habitat in consultation with the Committee of Permanent Representatives to initiate the elaboration of international guidelines on urban and territorial planning and to present the draft guidelines to the Governing Council at its twenty-fifth session for approval; OP8. Requests the Executive Director of the UN-Habitat, in consultation with the Committee of Permanent Representatives, in the drafting of international guidelines on urban and territorial planning to engage in an inclusive consultative process in order to inform the drafting process with best practices and lessons learned from different contexts and at different scales.

10 Alignment with Global Agendas Post / SDGs Other UN Agendas Habitat III The Future We Want, 2012 (para 134): We recognize that, if they are well planned and developed, including through integrated planning and management approaches, cities can promote economically, socially and environmentally sustainable societies. Post-2015 / SDG-11: Several Goals and Targets (see next slides) Habitat III: Urban Agenda, 2016 Other UN Agendas (eg: 3 rd World Conference on Disaster Risk Reduction) The IG-UTP will inform and contribute to the preparatory process of Habitat III and the implementation of the SDGs

11 Alignment with Global Agendas: Rio+20 and SDGs Rio+20 Outcome Document: The Future We Want (paragraph 134): We recognize that, if they are well planned and developed, including through integrated planning and management approaches, cities can promote economically, socially and environmentally sustainable societies. The UNGA, under the SDGs, adopted on 25 September 2015 a goal on Making Cities and Human Settlements Inclusive, Safe, Resilient and Sustainable, known as SDG-11, with 7 action targets and 3 means of implementation (MOI) targets.

12 SDG-11 Targets GOAL Make cities and human settlements inclusive, safe, resilient and sustainable Housing/Slums/ Services Transport (incl. Public Transport) Urban Planning CORE TARGETS (OUTCOME-ORIENTED) Cultural Heritage Disaster Risk Reduction Environmental Impact Safe Public Space MOI TARGETS (PROCESS-ORIENTED) Rural-Urban Linkages Policies/Plans (incl. Resilience) Financial/Tech Assistance

13 SDG-11 Targets 11.1 by 2030, ensure access for all to adequate, safe and affordable housing and basic services, and upgrade slums 11.2 by 2030, provide access to safe, affordable, accessible and sustainable transport systems for all, improving road safety, notably by expanding public transport, with special attention to the needs of those in vulnerable situations, women, children, persons with disabilities and older persons 11.3 by 2030 enhance inclusive and sustainable urbanization and capacities for participatory, integrated and sustainable human settlement planning and management in all countries 11.4 strengthen efforts to protect and safeguard the world s cultural and natural heritage 11.5 by 2030 significantly reduce the number of deaths and the number of affected people and decrease by y% the economic losses relative to GDP caused by disasters, including water-related disasters, with the focus on protecting the poor and people in vulnerable situations 11.6 by 2030, reduce the adverse per capita environmental impact of cities, including by paying special attention to air quality, municipal and other waste management 11.7 by 2030, provide universal access to safe, inclusive and accessible, green and public spaces, particularly for women and children, older persons and persons with disabilities 11.a support positive economic, social and environmental links between urban, peri-urban and rural areas by strengthening national and regional development planning 11.b by 2020, increase by x% the number of cities and human settlements adopting and implementing integrated policies and plans towards inclusion, resource efficiency, mitigation and adaptation to climate change, resilience to disasters, develop and implement in line with the forthcoming Hyogo Framework holistic disaster risk management at all levels 11.c support least developed countries, including through financial and technical assistance, for sustainable and resilient buildings utilizing local materials

14 2. Development and Approval of the International Guidelines on Urban and Territorial Planning

15 Overview of the IG-UTP Development Process GC 24 (April 2013) Resolution 24/3 mandating the development of IG-UTP Drafting Process Guidelines Case Studies Consultation Process Member States (CPR) Other target groups GC 25 (April 2015) Submission of the IG-UTP for approval

16 From National Experiences to Universal Principles UN-Habitat established a Group of Experts to support and guide the IG- UTP drafting process during Experts represented Africa, Asia, Europe and America and included nominees from: - national governments; - local authorities (eg: UCLG); - development partners (eg: World Bank, OECD, UNCRD); - associations of planners (eg: ISOCARP); - research and academia; - civil society organizations; - UN-Habitat regional offices.

17 Drafting Process: Guidelines

18 Drafting Process: Case Studies

19 Consultation Process: Member States Committee of Permanent Representatives (CPR) Aug. 2013: CPR information session and nominations of experts May 2014: CPR information session and presentation of the IG-UTP structure Jan. 2015: CPR discussion on the IG- UTP and the preparation of GC25 Regional Events Ministerial meetings

20 Consultation Process: other target groups April Medellin, Colombia: WUF7 - UN High Level Inter-Agency Meeting (27 UN agencies) May2014-NewYork,USA: EcoSoc Integration Segment Side Event Nov Seoul, Korea: 5thAsia Pacific Ministerial Conference on Housing and Urban Development (APMCHUD 5) Dec Geneva, Switzerland: 1 st meeting of the UNECE Task Group on Urban Planning Continuous internal consultations within UN-Habitat (HQ and Regional Offices)

21 Resolution 25/6 of UN-Habitat GC (23 April 2015) OP1. Approves the international guidelines on urban and territorial planning as a valuable guide towards the achievement of sustainable development; OP2. Encourages member States to consider UTP principles outlined in the guidelines while developing, reviewing and implementing their national urban policies and UTP frameworks; OP4. Requests UN-Habitat to assist interested member States in using and adapting the guidelines to their territorial and national contexts.

22 Structure of the Guidelines Key Urban and Territorial Planning (UTP) principles organized along 4 main pillars: 1 1. URBAN POLICY AND GOVERNANCE 2.a 2.b 2.c 2. UTP FOR SUSTAINABLE DEVELOPMENT 2.a UTP and Social Development 2.b UTP and Sustained Economic Growth 2.b UTP and the Environment 3 & 4 3. UTP COMPONENTS 4. IMPLEMENTATION OF UTP Action-oriented recommendations for stakeholders involved in urban and territorial planning (national and local authorities, CSOs, professionals)

23 Key Principles of the Guidelines 1/3 1. Urban and Territorial Planning is more than a technical tool; it is an integrative and participatory decision-making process that addresses competing interests and is linked to a shared vision, an overall development strategy as well as national, regional and local urban policies. 2. Urban and Territorial Planning represents a core component of the renewed urban governance paradigm which aims at promoting local democracy, participation and inclusion, transparency and accountability, with a view to ensuring sustainable urbanization and spatial quality. 3. Urban and Territorial Planning primarily aims at realizing adequate standards of living and working conditions of all segments of present and future society and at ensuring equitable distribution of the costs, opportunities and benefits of urban development, and particularly at promoting social inclusion and cohesion. 4. Urban and Territorial Planning constitutes an essential investment in the future and a pre-condition to better quality of life and successful globalization processes that have to respect cultural heritages and cultural diversity and to recognize the distinct needs of various groups. Urban Policy & Governance UTP & Social Development

24 Key Principles of the Guidelines 2/3 5. Urban and Territorial Planning is a catalyst for sustained and inclusive economic growth through providing a framework for new economic opportunities, regulation of land and housing markets and timely provision of adequate infrastructure and basic services. 6. Urban and Territorial Planning constitutes a powerful decision-making mechanism to ensure that sustained economic growth, social development and environmental sustainability go hand in hand and to promote better connectivity at all territorial levels. 7. Urban and Territorial Planning provides a spatial framework to protect and manage the natural and built environment of cities and territories, including biodiversity, land and natural resources, and to ensure integrated and sustainable development. 8. Urban and Territorial Planning contributes to increase human security by strengthening environmental and socio-economic resilience, enhancing mitigation and adaptation to climate change, and improving the management of natural and environmental risks and hazards. UTP & Sustained Economic Growth UTP & the Environment

25 Key Principles of the Guidelines 3/3 9. Urban and Territorial Planning combines several spatial, institutional and financial dimensions over a variety of time horizons and geographical scales. It is a continuous and iterative process, grounded in enforceable regulations, thataimsatpromoting more compact cities and synergies between territories. 10. Urban and Territorial Planning includes spatial planning which aims at facilitating and articulating political decisions based on different scenarios. It translates these decisions into actions that will transform the physical and social space and support the development of integrated cities and territories. 11. Adequate implementation of urban and territorial plans in all their dimensions requires political leadership, appropriate legal and institutional frameworks, efficient urban management, improved coordination, and consensus-building approaches to respond coherently and effectively to current and future challenges; 12. Effective Urban and Territorial Planning implementation and evaluation requires in particular continuous monitoring and periodic adjustments and sufficient capacities at all levels, as well as sustainable financial mechanisms and technologies. UTP components Implementation of UTP

26 A. Urban Policy and Governance National governments: policy framework, enabling legal framework, institutional set-up, decentralization/subsidiarity, multi-level and metropolitan governance, UTP observatory; Local Authorities: ensure political leadership, approve/update plans, integrate service provision, link to city management, supervise professionals, enforce regulations, set-up participatory mechanisms and multi-stakeholder monitoring, share under C2C; CSOs and private sector: participate, contribute, encourage, mobilize, ensure continuity; Planning Professionals: provide expertise, advocate/promote inclusive development tools, advise/adapt, raise awareness, develop capacities. 26

27 B1. UTP and Social Development National governments: monitor housing & living conditions, design poverty reduction strategies, housing finance systems, fiscal incentives and subsidies, promote heritage conservation; Local Authorities: plan (spatial framework for basic services, physical guide for land, housing and transport, regulations for mixed land use), ensure social inclusion and access for all, public spaces, slum upgrading, drinking water and sanitation, land security, housing finance, reliable public transport, urban safety, cultural diversity, heritage preservation; CSOs and Planning Professionals: contribute, etc. 27

28 B2. UTP and Sustained Economic Growth National governments: develop polycentric regions, engage in partnerships for competitiveness, support inter-municipal cooperation, formulate LED policy framework and ICT framework to improve connectivity; Local Authorities: develop trunk infrastructure and energy-efficient mobility (mass transit), digital infrastructure (smart cities), link to investment planning and private, manage land markets and taxes, support local employment generation, street networks for LED, design neighbourhoods (infills and extensions) in cost-effective way (density); CSOs and Planning Professionals: contribute, etc.. 28

29 B3. UTP and the Environment National governments: set standards and regulations, ensure regional cohesion, rural-urban complementarities, support impact assessments, promote compact cities, clean energy and energy efficiency in buildings and transport; Local Authorities: formulate mitigation and adaptation frameworks in response to climate change, adopt low-carbon urban forms, locate residential developments in low-risk areas, improve access to water and sanitation, reduce air pollution, protect/produce high-quality public and green spaces, encourage recycling, coordinate with land developers and service providers, promote green buildings; CSOs and Planning Professionals: contribute, etc. 29

30 C. UTP components 30 National governments: promote UTP as facilitating and flexible mechanism, raise awareness and build capacities, maintain information and mapping systems, put in place evaluation, support planning agencies and establish financial and fiscal frameworks; Local Authorities: develop vision and objectives, elaborate spatial plans with priority actions and flexibility, set up institutional arrangements and strengthen capacities, create knowledge base, link land-use and infrastructure planning, define/adjust implementation mechanisms; CSOs and private sector: participate in project prioritization, advocate social and spatial inclusiveness; Planning Professionals: develop new tools for participatory planning, propose scenarios for more compact cities, disaster mitigation and poverty reduction.

31 D. Implementation and Monitoring of UTP 31 National governments: keep regulations under review, promote accountability, provide incentives, encourage training, monitoring, reporting, data management, cross-fertilization, track progress (indicators), promote new and sound technologies; Local Authorities: adopt transparent institutional set-ups, realistic financial scenarios (budgetary and extra-budgetary resources, public, private, taxes, fees ) and cost-recovery mechanisms, PPPs, establish multi-partner committees for monitoring, develop public information and knowledge transfer systems; CSOs and private sector: participate, contribute, encourage, mobilize, provide feedback; Planning Professionals: provide technical assistance, train, document.

32 3. Implementation of the IG-UTP at global and national levels

33 What s next? ovide inputs and contribute to the eparatory process of Habitat III omote the UTP Guidelines in ernational, regional and national etings and events mpendium of Inspiring Practices en database) unch the IG-UTP Support Programme stain the Community of Practices that s emerged from the Group of Experts untries to translate, adapt and use the idelines

34 How could we implement and monitor the IG-UTP? he IG-UTP Support Programme of UN-Habitat will include a set of mplementary activities at 3 levels: At the global level, it would focus on knowledge management, exchange of experience, tool development, monitoring and reporting; At the regional level, it would focus on awareness raising, comparative evaluations, policy dialogue and capacity development; At the country level, it would focus on the national adaptation of the IG- UTP, review and adjustment of legal and regulatory frameworks, and application of the adapted guidelines to concrete city situations.

35 IG-UTP Support Programme at a Glance (1) jectives: Develop and disseminate a diversity of planning approaches adapted to different contexts and scales; Mainstream urban and territorial issues in the development agendas of national, regional and local governments; Deliver a set of concrete outputs at global, regional and national levels. pected Accomplishments (EA): EA1: Collective international knowledge enhanced and new global tools developed on Urban and Territorial Planning (global level); EA2: Policy dialogue activated and capacities strengthened in four developing regions (regional level); EA3: Guidelines adapted and under monitored implementation in at least ten developing countries by 2018 (local level).

36 IG-UTP Support Programme at a Glance (2) tners: National Governments; Local Authorities and their associations; UN agencies (UNCRD, Regional Commissions, UNDP ); Professional associations; Civil Society Organizations. eframe: 2 years ( ) imated Budget: USD 1,700,000 EA1: USD 300,000 (global level) EA2: USD 400,000 (regional level) EA3: USD 1,000,000 (national level)

37 ummary of key messages Failure of planning has contributed to sprawl, segregation and congestion Revival of confidence in the essential role of urban planning and design in shaping sustainable development Recognition of need for compact, integrated and connected cities that are socially inclusive and climate resilient Implementation requires policies, plans and designs that link planning, legislation and finance Key tools include national urban policies for planned city extensions, upgrading and infills Urban planning features prominently in the 2030 targets (SDGs) and will be at the core of the new urban agenda (H III)

38 INTRODUCTION From Business Why we as Usual need Planned Towards City a New Extensions Urban Agenda Urban Sprawl Compactness Segregation Integration Congestion Connectivity

39 UN-Habitat other References on Urban Planning and Design 2 1 Urban Planning for City Leaders (2012) 2 Urban Patterns for a Green Economy, Series of 4 Guides (2012) 4 3 Citywide Strategic Planning, a Step by Step Guide (2010) 4 Global Report on Human Settlements Planning Sustainable Cities (2009) 5 International Guidelines on Decentralisation and Access to Basic Services for all (2007 and 2009)* * available in Arabic, Chinese, English, French, Russian and Spanish

40 Merci!

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