Anomaly Detection and Structural Analysis in Industrial Production Environments

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Anomaly Detection and Structural Analysis in Industrial Production Environments David Arnu 1, Martin Atzmüller 2, Andreas Schmidt 3 1 RapidMiner GmbH, 2 Tillburg University, 3 University of Kassel idsc 2017 Salzburg, Austria

A Reference Architecture for Quality Improvement in Steel Production Edwin Yaqub, David Arnu

Research Project FEE Frühzeitige Erkennung und Entscheidungsunterstützung für kritische Situationen im Produktionsumfeld Heterogeneous Mass data Big Data Analysis Support System Objective: Operator Support functions Early Warnings Ad-hoc Analysis Decision Support Approach: Integrated Analysis of all plant data Operator - 3 -

asa asa asa asa Head 2013: 11: er 2 2013: 04 : 11: 2013: 12: 04 5 4: : 11: 12: 40 2013: 04 5 4: : 11: 12: 404 5 4: 40 1000 1000 1000 1000 FEE Data and System Landscape Engineering Data Laboratory Data Big Data Platform Assistence Systems Early Warnings Anomaly Detection & Scenario Search Ad-hoc-Analysis & Prognosis Alarms & Events Head er 1 : 12: 5 4: 40 Asset Data Head er 3 Process Measurements Operation Manuals Interactive Usage Early Warning Learning from History Production Plant Digital Shift Book Operators - 4 -

Anomaly Detection in Process Industry Very few critical events Drift of concepts (process parameters, system changes) Two data sources sensor readings alarm messages Two stakeholders Operator: continuously monitoring the plant; has to react to sudden changes Process engineer: monitors overall trends; long term observations - 5 -

Industrial Plant - Alarm Patterns Set of assets (part of a plant) Each asset contains a set of measurements Value range is monitored to trigger alarms Sequence of alarms grouped by asset Snapshot of an abstract state of the plant Model and compare these states - 6 -

Industrial Plant - Alarm Patterns Set of assets (part of a plant) Each asset contains a set of measurements Value range is monitored to trigger alarms Sequence of alarms grouped by asset Snapshot of an abstract state of the plant Piping and Instrumentation Diagram (P&ID) Model and compare these states By Con-struct - Own work, CC BY-SA 3.0, https://commons.wikimedia.org/w/index.php?curid=18473227-7 -

HypGraphs - Graph-Based and Sequential Hypotheses First-Order Markov Chain modeling: Model transitions between different states Given a probability distribution on certain events (e.g., on alarms on different sub-parts of a plant) Determine transition model Collect transition matrix Compare with hypotheses - 8 -

HypGraphs (2) Transition Matrix Estimation Algorithm Hypothesis 1 Data Hypothesis 2 Estimation Score - 9 -

Exceptional Sequential Link Trails Construction of the transition matrix: Graph constructed from alarm sequences Considering subplant subplant relations extracted from the P&IDs Anomaly detection/analysis: Situations can be evaluated using Bayes factors analysis Comparing data to model hypothesis (normal behavior) and a random one (lower bound) - 10 -

Exceptional Sequential Link Trails (2) Weighted Network/ Graph Transition Matrix Normal behavior Data Estimation Anomaly 1 Hypothesis 1 Analysis, Presentation Anomaly n Hypothesis n - 11 -

RapidMiner Workflow for HypGraphs Running HypGraphs with different settings for k Varying tolerance factor k of the estimation algorithm Algorithm implemented as RapidMiner extension, available at: GitHub - 12 -

HypGraphs - Visualization - 13 -

Anomaly Detection on Sensor Data The distance between a live data time-series and the most similar subsequence from historical database is used to calculate the anomaly score. Live time-series Q Database time-series DB Time Series Transformation Sliding Window W Representation Distance/ Similarity Evaluation Dist(Q,W) Anomaly Score - 14 -

Uni- and Multivariate Anomaly Scores - 15 -

Comparing HypGraphs and Local-Outlier-Factor HypGraphs Evidence Local Outlier Factor - 16 -

Conclusion Two approaches for anomaly detection in industrial enviroments HypGraphs: new method for analysing sequential & graph based data Anomaly scores of sensor data References: Atzmüller, M. ; Schmidt, A. ; Klöpper, B. ; Arnu, D.: HypGraphs: An Approach for Analysis and Assessment of Graph-Based and Sequential Hypotheses. In: New Frontiers in Mining Complex Patterns, Postproceedings NFMCP 2016 RapidMiner HypGraphs extension: https://github.com/rapidminer/rapidminerextension-hypgraphs - 17 -

- 18 - ANOMALY DETECTION AND STRUCTURAL ANALYSIS IN INDUSTRIAL PRODUCTION ENVIRONMENTS www.rapidminer.com David Arnu Email: Web: darnu@rapidminer.com rapidminer.com RapidMiner GmbH Westfalendamm 87 44141 Dortmund Germany +49 231 292 993 01 RapidMiner, Inc. 10 Fawcett St., 5th Floor Cambridge MA 02138 United States +1 617 401 7708