eature Enhancement of Functions of Tokaido Shinkansen Earthquake Disaster Prevention System Tadayoshi Arashika and Shigeru Nakajima

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eature Earthquake Disaster Countermeasures Enhancement of Functions of Tokaido Shinkansen Earthquake Disaster Prevention System Tadayoshi Arashika and Shigeru Nakajima The Tokaido Shinkansen has always had the most advanced technologies for preventing earthquake disasters. For example, the world s first mechanical alarm seismoscope with a fully automated process from issue the earthquake detection to alarm was installed in November 1965 one year after the Tokaido Shinkansen opened. However, in view of recent remarkable advances in seismology and earthquake engineering, the present earthquake disaster prevention system of the Tokaido Shinkansen is changing greatly. This article outlines the new earthquake rapid alarm system (TERRA-S) put into operation and plans for future improvements. Outline of Earthquake Disaster Prevention System System configuration The Tokaido Shinkansen earthquake disaster prevention system consists of an earthquake alarm system designed to remotely and quickly detect a major earthquake occurring somewhere, plus wayside s designed primarily to sense actual quakes along the line. The system is composed of 14 remote s installed at points away from the tracks; 25 substation devices that evaluate whether or not to stop supplying power to trains based on information supplied by the remote s; two terminal devices for monitoring the remote s and substation devices by the dispatcher, etc., and three relay stations for relaying information between the remote s, substation devices, and monitoring terminals. Two types of wayside s electrical and mechanical acceleration s are installed alongside the substation devices (Fig. 1). The locations of the 14 remote s are shown in Figure 2. Functions of earthquake alarm system When a major earthquake occurs somewhere away from the Tokaido Shinkansen, it is detected by the nearest remote, which estimates the earthquake magnitude and epicentre using the initial P-wave and transmits the results to the associated substation device via the relay station. Based on information from the remote, the substation device evaluates whether an alarm should be issued. If an alarm is issued, the substation device transmits a signal to cut the power, causing an application of the train emergency brakes (Fig. 3). Functions of wayside s When an earthquake occurs somewhere along the Tokaido Shinkansen, the nearest wayside senses the quake before the P-wave reaches a remote. The wayside automatically issues an alarm if the seismic acceleration exceeds a set limit (4 gal), stopping the train. In addition to issuing the earthquake alarm, an important role of wayside s is monitoring the quake from its detection until its termination, calculating the maximum acceleration, and transmitting this information to the dispatcher. The dispatcher decides how operations should respond based on the magnitude and epicentre announced by the Japan Meteorological Agency after the earthquake and the maximum acceleration, etc., recorded by the wayside. Enhanced Earthquake Rapid Alarm System An earthquake alarm system was introduced to the Tokaido Shinkansen in Figure 1 Tokaido Shinkansen Earthquake Disaster Prevention System Configuration Figure 2 Locations of Seismographs Facility dispatcher Relay station (at three locations) Tokaido Shinkansen Earthquake Rapid Alarm System (TERRA-S) (installed at 14 points) (installed at 25 points) S-wave Power supply stopped Maizuru Neo Kitaena Nishiibaraki Ibaraki Tokaido Shinkansen Tokyo Okumikawa Gozaisho Tanzawa Shin Osaka Shizuoka Kongosan Futtsu Omaezaki Ise Shimoda P-wave Shingu Pacific Ocean 64 Japan Railway & Transport Review 43/44 March 26

Figure 3 Functions of Earthquake Alarm System and Seismograph Figure 4 Comparison of Former and New Systems Previous Earthquake Disaster Prevention System TERRA-S P-wave S-wave 1992 and it has been an important system for protecting the Tokaido Shinkansen from earthquakes. In the 1 or more years since the introduction, significant technical improvements have been made to estimate the earthquake parameters from its P-wave. Recently, JR Central built a new Tokaido Shinkansen Earthquake Rapid Alarm System (TERRA-S) using the improved techniques. The new system was put into operation on 3 August 25 and its main characteristics are described below. Earthquake element estimation method Network configuration Period (1) Magnitude Maximum Incidence direction (2) distance (1) Magnitude estimated from P-wave period (2) distance estimated from estimated magnitude and P-wave maximum (3) azimuth estimated from incidence direction One line each Relay station Installed at 7 locations Substation azimuth Degree of increase (1) distance Maximum Incidence direction (2) Magnitude azimuth (1) distance estimated from degree of P-wave increase (2) Magnitude estimated from estimated epicentre distance and P-wave maximum (3) azimuth estimated from incidence direction Two lines each Relay station Installed at 3 locations Substation Faster estimation In view of its purpose, clearly it is better to issue an earthquake alarm as fast as possible. The conventional remote s estimate the earthquake magnitude from the period of the initial P-wave, and the epicentre distance from the estimated magnitude and maximum of the initial P-wave. As a result, it took about 3 s from the instant the earthquake was detected until completion of the estimation. The remote s used for the new system adopt a new earthquake element estimation method co-developed by the Railway Technical Research Institute (RTRI) and the Meteorological Agency. New it takes about 2 s from first detection of an earthquake until completion of estimation of the earthquake elements, cutting the current required time by about 1 s (Fig. 4). Improved accuracy The accuracy of the earthquake alarms includes not only properly issuing an alarm when an earthquake that will affect railway structures has occurred but also not issuing an alarm for an earthquake that will not affect any railway structures. Thanks to the introduction of the new earthquake element estimation method mentioned above, it should become possible to reduce unnecessary alarms by nearly 5% while improving the accuracy of earthquake alarms. Faster and more reliable information transmission Unlike the earthquake observation system, the earthquake alarm system must transmit appropriate information even during an earthquake, as well as right after the earthquake. Moreover, in view of the nature of earthquake alarms, the information must be transmitted as speedily as possible. As shown in Fig. 4, the new network is configured with redundancy so that even if one communication line or one relay station fails, the remote can continue sending without interruption. Enhanced Functions of Seismographs In addition to the enhancement TERRA-S described above, the wayside s the other major component of the earthquake disaster prevention system are being enhanced with completion scheduled in FY 25. Addition of wide-area alarm to wayside s Needless to say, if a major earthquake hits a large city, the area above the epicentre Japan Railway & Transport Review 43/44 March 26 65

Earthquake Disaster Countermeasures Figure 5 Outline of Wide-area Alarm Function TERRA-S Alarm issued 1 s after earthquake (1 s from occurrence to detection of 4-gal quake) Improved TERRA-S Alarm issued 4 s after earthquake (3 s from occurrence to detection of 16 gal + 1 s for transmission) 4 km 4 km can be devastated. From experience, such earthquakes can even cause considerable damage even at places tens of kilometres from the epicentre, depending upon the fault direction, ground conditions, etc. If a was at the epicentre and if it could issue an alarm over a wide area 4 km 12 km When 4-gal quake detected, area-wide alarm issued over 4-km radius. (Trains outside area not alarmed) 1 km Wide-area alarm When 16-gal quake detected, alarm issued over 12-km radius 1 km around the epicentre, it would be possible for places away from the epicentre to receive the alarm some 1 or so before the main shock arrives. This improvement of the wayside s adds a new function to react to an earthquake with the epicentre right under the track. If the wayside detects a quake exceeding 16 gal, it assumes it is on the epicentre and issues an alarm over a 12-km radius wider coverage than before (Fig. 5). New quake index with strong damage correlation The improved function of the wayside s is not limited to expanding the area receiving an earthquake alarm. It also improves the accuracy of the predicted quake effect by calculating the seismic intensity, which is more strongly correlated to structural damage than maximum acceleration and allows better operation control after an earthquake. Faster earthquake alarms from wayside s were introduced on the Tokaido Shinkansen as soon as it opened. Although a number of improvements were made to the original wayside s (changed monitored frequency band to increase correlation with structural damage and introduced electronic ), the Figure 6 Comparison of Alarm Timing between Horizontal and Three-component Accelerations Figure 7 Maximum Value of Horizontal and Threecomponent Acceleration Alarm timing (s) 12 1 8 6 4 2 Comparison of alarm timing between 4-gal horizontal acceleration and 4-gal three-component acceleration (for total of 65 waveforms producing seismic intensity 5 of weak or more) to 1 km 1.6s.8s 1 to 2 km 2.4s 1.7s 2 to 3 km 3.3s 3.s 4 gal 4 gal y=.1463x y=.121x 5 1 15 2 25 3 35 4 45 distance (km) Maximum value of three-component acceleration (gal) Comparison of maximum value between horizontal acceleration and three-component acceleration (for 65 K-NET waveforms producing seismic intensity of weak 5) 14 12 1 8 6 4 2 Very little difference in maximum value (about 1%) Similar frequency of alarming 2 4 6 8 1 12 14 Maximum value of horizontal acceleration (gal) 66 Japan Railway & Transport Review 43/44 March 26

Figure 8 Installation of Additional Seismographs and Seismographs Figure 9 Areas of Specific Intensified Observation and 14 Earthquake Detection Points Harima Tsuruga Sayama Minobu Kawane Shimofusa Area of specific observation (1) Area with previous major earthquake but no recent major earthquakes. (2) Area containing active fault (3) Area with active recent crustal movement (4) Socially important area Area of intensified observation Area with some seismologic anomaly requiring careful investigation through intensified observation South-west Niigata Prefecture and north Nagano Prefecture West Nagano Prefecture and east Gifu Prefecture East Shimane Prefecture East Hokkaido West Akita Prefecture and north-west Yamagata Prefecture East Miyagi and Fukushima prefectures Awaji Existing remote s (14 locations) New remote s (7 locations) Existing wayside s (25 locations) New wayside s (25 locations) Areas around Iyo and Hyuga seas Tokai South Kanto Nagoya, Kyoto, Osaka and Kobe districts for sea area for land area Area of intensified observation Area of specific observation horizontal acceleration of 4 gal has remained the set alarm level. In planning the present enhancement of wayside s, we studied what effect would be produced if the quake index for issuing an alarm was changed from horizontal acceleration to a threecomponent acceleration including vertical motion. As a result, we found: Compared to 4 gals as the reference value, three-component acceleration quicken the alarm by a maximum of several seconds (Fig. 6). Comparing the ultimate maximum value between horizontal acceleration and three-component acceleration, the value of the three-component acceleration is naturally larger than that of the horizontal acceleration. However, the average difference is only 1% (Fig. 7). Based on these findings, we found that using three-component acceleration with the same alarm level of 4 gals, alarms could be speeded up without increasing the alarm frequency. Additional and Seismographs The enhancement of TERRA-S and wayside s described so far concerns the functions of the individual devices. Considering the earthquake disaster prevention system as a whole, it is possible to further enhance the functions by installing more wayside and remote s. The expansion plans for both types of s are described below and are scheduled for completion by late FY26; the expansion of remote s is scheduled for completion around mid-27 (Fig. 8). Additional wayside s At present, there are 25 wayside s installed at intervals of about 2 km. In the present functional enhancement plan, a new wayside will be installed about midway between every two existing wayside s, offering a total of 5 wayside s at intervals of about 1 km. When the additional wayside s are installed, the narrower interval will make it possible to speed up alarms by about 1 s. In addition, since the additional wayside s enable more detailed post-quake information, it is possible to shorten the time required to confirm the safety of wayside facilities. Installation of additional remote s The present earthquake rapid alarm system has remote s installed at 14 points surrounding the Tokaido Shinkansen. In the present functional enhancement plan, seven more s will be installed where the current interval is longer than elsewhere, giving a total of 21 remote s. Twelve of the existing remote s are installed at points in some of the areas of specific observation or areas of intensified observation specified by the Coordinating Committee for Earthquake Prediction and two are installed where the next Tonankai earthquake is likely to occur (Fig. 9). Therefore, they are concentrated in Japan Railway & Transport Review 43/44 March 26 67

Earthquake Disaster Countermeasures specific areas, but the additional remote s will make it possible to issue alarms faster for nearby earthquakes. Optimized Control The enhancement of various functions described so far contributes both to improvement in train safety during an earthquake and to optimized postearthquake control. This section discusses the new method of operation control using the earthquake disaster prevention system after the functional enhancement. Operation control based on measured seismic intensity Generally, the greater the maximum seismic acceleration, the more damage to structures. However, the probability of earthquake damage is not determined only by the maximum acceleration. Other factors such as quake period and seismic duration cannot be neglected. The SI value and measured SI have both been proposed as indexes that take these factors into account. There is very little difference between them from the standpoint of assessing the structural damage. For the Tokaido Shinkansen, we plan to adopt measured seismic intensity (SI) as the new index because it is widely known by the general Japanese public and because the value announced by the Meteorological Agency can be substituted directly if our s fail. As described, the ability to calculate SI is being added to the wayside s. Post-earthquake operation control based on measured seismic intensity started at the end of FY 25 when the functional enhancement of the wayside s was completed. This new operation control method should help reduce the frequency of track patrols too. Interval between wayside s and regulatory value Even when the same quake index is used, the reference value for operation control differs with the interval between s. At a long interval between s, there is a risk that the actual quake midway between the s is greater than the reading. Therefore, the regulatory value must be set on the safe side. With the present 2-km interval between wayside s, when measured seismic intensity is used as the quake index, the reference value for track patrolling must be stricter by one rank than the measured seismic intensity the low limit at which structural damage can occur. When the installation of additional wayside s is completed and the interval decreases to 1 km, it should be possible to raise the reference value. In future, we intend to study the optimum way of setting regulatory values. Conclusion and Future Prospects The new TERRA-S should make a greater contribution to the safety and stability of the Tokaido Shinkansen. We are confident that when the planned functional enhancement is completed, TERRA-S will be the world s most advanced earthquake disaster prevention system. However, learning a lesson from the major earthquake in Niigata Prefecture on 23 October 24 that derailed a shinkansen on the Joetsu Shinkansen and shocked many people (see pp. in this issue), we will never be completely satisfied with past achievements and will continue upgrading our earthquake disaster prevention system. Further Reading Establishment of Earthquake Rapid Alarm System on Tokaido Shinkansen (in Japanese), 6th JSCE Annual Meeting, 25. New Earthquake Data Estimation Strategy for Rapid Earthquake Detection (in Japanese), RTRI Report, 22. Rapid Earthquake Data Estimation Strategy using P- wave Envelope Figure (in Japanese), Jishin, 24. How to Operate under Earthquake Restrictions (in Japanese), JR East Technical Review, 23. Tadayoshi Arashika Mr Arashika is Manager of the Structures, Buildings and Machinery Section in the Shinkansen Operations Division of JR Central. He joined JNR in 198 after graduating in engineering from Fukui University. He joined JR Central in 1987. Shigeru Nakajima Mr Nakajima is Assistant Manager of the Supervision Section in the Shinkansen Operations Division of JR Central. He joined JNR in 1979 after graduating in science and engineering from Nihon University. He joined JR Central in 1987. 68 Japan Railway & Transport Review 43/44 March 26