INTERNATIONAL STANDARD NORME INTERNATIONALE IEC 62040-1 Edition 1.1 2013-01 colour inside Dit document mag slechts op een stand-alone PC worden geinstalleerd. Gebruik op een netwerk is alleen. toestaan als een aanvullende licentieovereenkomst voor netwerkgebruik met NEN is afgesloten. This document may only be used on a stand-alone PC. Use in a network is only permitted when a supplementary license agreement for us in a network with NEN has been concluded. IEC 62040-1:2008+A1:2013 Uninterruptible power systems (UPS) Part 1: General and safety requirements for UPS Alimentations sans interruption (ASI) Partie 1: Exigences générales et règles de sécurité pour les ASI
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INTERNATIONAL STANDARD NORME INTERNATIONALE IEC 62040-1 Edition 1.1 2013-01 colour inside Uninterruptible power systems (UPS) Part 1: General and safety requirements for UPS Alimentations sans interruption (ASI) Partie 1: Exigences générales et règles de sécurité pour les ASI INTERNATIONAL ELECTROTECHNICAL COMMISSION COMMISSION ELECTROTECHNIQUE INTERNATIONALE ICS 29.200 ISBN 978-2-8322-0574-7 Warning! Make sure that you obtained this publication from an authorized distributor. Attention! Veuillez vous assurer que vous avez obtenu cette publication via un distributeur agréé. Registered trademark of the International Electrotechnical Commission Marque déposée de la Commission Electrotechnique Internationale
2 62040-1 IEC:2008+A1:2013 CONTENTS FOREWORD... 6 INTRODUCTION TO THE AMENDMENT... 8 1 Scope and specific applications... 9 1.1 Scope... 9 1.2 Specific applications... 9 2 Normative references... 10 3 Terms and definitions... 11 3.1 General definitions... 11 3.2 UPS electrical ratings... 12 3.3 Load types... 13 3.4 Connection to the supply... 13 3.5 Circuits and circuit characteristics... 13 3.6 Insulation... 13 3.7 Equipment mobility... 13 3.8 Insulation classes of UPS... 13 3.9 Earth fault... 14 3.10 Enclosures... 14 3.11 Accessibility... 14 3.12 Components... 14 3.13 Power distribution... 14 3.14 Flammability... 14 3.15 Miscellaneous... 14 3.16 Clearances and creepage distances... 14 3.17 Telecommunication networks... 14 4 General conditions for tests... 14 4.1 Introduction... 14 4.2 Type test... 14 4.3 Operating parameters for tests... 15 4.4 UPS loading during tests... 15 4.5 Components... 15 4.6 Power interfaces... 16 4.7 Markings and instructions... 16 4.7.1 General... 16 4.7.2 Power rating... 16 4.7.3 Safety instructions... 17 4.7.4 Main voltage adjustment... 18 4.7.5 Power outlets... 19 4.7.6 Fuses... 19 4.7.7 Wiring terminals... 19 4.7.8 Battery terminals... 19 4.7.9 Controls and indicators... 19 4.7.10 Isolation of multiple power sources... 19 4.7.11 IT power systems... 19 4.7.12 Protection in building installation... 19 4.7.13 High leakage current... 20
62040-1 IEC:2008+A1:2013 3 4.7.14 Thermostats and other regulating devices... 20 4.7.15 Language... 20 4.7.16 Durability of markings... 20 4.7.17 Removable parts... 20 4.7.18 Replaceable batteries... 20 4.7.19 Operator access with a tool... 20 4.7.20 Battery... 20 4.7.21 Installation instructions... 21 5 Fundamental design requirements... 22 5.1 Protection against electric shock and energy hazards... 22 5.1.1 Protection for UPS intended to be used in operator access areas... 22 5.1.2 Protection for UPS intended to be used in service access areas... 22 5.1.3 Protection for UPS intended to be used in restricted access areas... 23 5.1.4 Backfeed protection... 23 5.1.5 Emergency switching (disconnect) device... 24 5.2 Requirements for auxiliary circuits... 24 5.2.1 Safety extra low voltage circuits SELV... 24 5.2.2 Telephone network voltage circuits TNV... 24 5.2.3 Limited current circuits... 24 5.2.4 External signalling circuits... 24 5.2.5 Limited power source... 24 5.3 Protective earthing and bonding... 24 5.3.1 General... 24 5.3.2 Protective earthing... 24 5.3.3 Protective bonding... 25 5.4 AC and d.c. power isolation... 25 5.4.1 General... 25 5.4.2 Disconnect devices... 25 5.5 Overcurrent and earth fault protection... 26 5.5.1 General... 26 5.5.2 Basic requirements... 26 5.5.3 Battery circuit protection... 26 5.5.4 Short-time withstand current... 27 5.6 Protection of personnel Safety interlocks... 29 5.6.1 Operator protection... 29 5.6.2 Service person protection... 29 5.7 Clearances, creepage distances and distances through insulation... 31 6 Wiring, connections and supply... 31 6.1 General... 31 6.1.1 Introduction... 31 6.1.2 Dimensions and ratings of busbars and insulated conductors... 31 6.2 Connection to power... 32 6.2.1 General provisions for connection to power... 32 6.2.2 Means of connection... 32 6.3 Wiring terminals for external power conductors... 32 7 Physical requirements... 32 7.1 Enclosure... 32 7.2 Stability... 33 7.3 Mechanical strength... 33
4 62040-1 IEC:2008+A1:2013 7.4 Construction details... 33 7.4.1 Introduction... 33 7.4.2 Openings... 33 7.4.3 Gas concentration... 34 7.4.4 Equipment movement... 34 7.5 Resistance to fire... 34 7.6 Battery location... 34 7.6.1 Battery location and installation... 34 7.6.2 Accessibility and maintainability... 34 7.6.3 Distance... 35 7.6.4 Case insulation... 35 7.6.5 Wiring... 35 7.6.6 Electrolyte spillage... 35 7.6.7 Ventilation... 35 7.6.8 Charging voltages... 36 7.7 Temperature rise... 36 8 Electrical requirements and simulated abnormal conditions... 37 8.1 General provisions for earth leakage... 37 8.2 Electric strength... 37 8.3 Abnormal operating and fault conditions... 37 8.3.1 General... 37 8.3.2 Simulation of faults... 37 8.3.3 Conditions for tests... 38 9 Connection to telecommunication networks... 38 Annex A (normative) Tests for resistance to heat and fire... 39 Annex B (normative) Motor tests under abnormal conditions... 40 Annex C (normative) Transformers... 41 Annex D (normative) Measuring instruments for touch current tests... 42 Annex E (normative) Temperature rise of a winding... 43 Annex F (normative) Measurements of clearances and creepage distances... 44 Annex G (normative) Alternative method for determining minimum clearances... 45 Annex H (informative) Guidance on protection against ingress of water and foreign objects... 46 Annex I (normative) Backfeed protection test... 48 Annex J (informative) Table of electrochemical potentials... 51 Annex K (normative) Thermal controls... 52 Annex L (normative) Reference loads... 53 Annex M (normative) Ventilation of battery compartments... 57 Annex N (normative) Minimum and maximum cross-sections of copper conductors suitable for connection (see 6.3)... 60 Annex O (informative) Guidance for disconnection of batteries during shipment... 61 Annex P (informative) Short-time withstand current test procedure Guidance and typical values... 63 Bibliography... 65
62040-1 IEC:2008+A1:2013 5 Figure I.1 Test circuit for load-induced change of reference potential single-phase output... 49 Figure I.2 Test circuit for load-induced change of reference potential three-phase output... 49 Figure O.1 Precautionary label for products shipped with the battery disconnected... 61 Figure O.2 Precautionary label for products shipped with the battery connected... 62 Figure P.1 Test circuit for UPS short-time withstand current... 63 Table 1 Temperature limits... 36 Table 2 Permitted temperature limits for magnetic windings at the end of stored energy mode of operation... 36 Table 3 Short time withstand current... 28 Table H.1 Degrees of protection against foreign objects indicated by the first characteristic numeral... 46 Table H.2 Degrees of protection against water indicated by the second characteristic numeral... 47 Table N.1 Conductor cross-sections (extract from IEC 60439-1)... 60
6 62040-1 IEC:2008+A1:2013 INTERNATIONAL ELECTROTECHNICAL COMMISSION UNINTERRUPTIBLE POWER SYSTEMS (UPS) Part 1: General and safety requirements for UPS FOREWORD 1) The International Electrotechnical Commission (IEC) is a worldwide organization for standardization comprising all national electrotechnical committees (IEC National Committees). The object of IEC is to promote international co-operation on all questions concerning standardization in the electrical and electronic fields. To this end and in addition to other activities, IEC publishes International Standards, Technical Specifications, Technical Reports, Publicly Available Specifications (PAS) and Guides (hereafter referred to as IEC Publication(s) ). Their preparation is entrusted to technical committees; any IEC National Committee interested in the subject dealt with may participate in this preparatory work. International, governmental and nongovernmental organizations liaising with the IEC also participate in this preparation. IEC collaborates closely with the International Organization for Standardization (ISO) in accordance with conditions determined by agreement between the two organizations. 2) The formal decisions or agreements of IEC on technical matters express, as nearly as possible, an international consensus of opinion on the relevant subjects since each technical committee has representation from all interested IEC National Committees. 3) IEC Publications have the form of recommendations for international use and are accepted by IEC National Committees in that sense. While all reasonable efforts are made to ensure that the technical content of IEC Publications is accurate, IEC cannot be held responsible for the way in which they are used or for any misinterpretation by any end user. 4) In order to promote international uniformity, IEC National Committees undertake to apply IEC Publications transparently to the maximum extent possible in their national and regional publications. Any divergence between any IEC Publication and the corresponding national or regional publication shall be clearly indicated in the latter. 5) IEC itself does not provide any attestation of conformity. Independent certification bodies provide conformity assessment services and, in some areas, access to IEC marks of conformity. IEC is not responsible for any services carried out by independent certification bodies. 6) All users should ensure that they have the latest edition of this publication. 7) No liability shall attach to IEC or its directors, employees, servants or agents including individual experts and members of its technical committees and IEC National Committees for any personal injury, property damage or other damage of any nature whatsoever, whether direct or indirect, or for costs (including legal fees) and expenses arising out of the publication, use of, or reliance upon, this IEC Publication or any other IEC Publications. 8) Attention is drawn to the Normative references cited in this publication. Use of the referenced publications is indispensable for the correct application of this publication. 9) Attention is drawn to the possibility that some of the elements of this IEC Publication may be the subject of patent rights. IEC shall not be held responsible for identifying any or all such patent rights. This consolidated version of IEC 62040-1 consists of the first edition (2008) [documents 22H/104/FDIS and 22H/106/RVD], its amendment 1 (2013) [documents 22H/151/FDIS and 22H/155/RVD] and its corrigendum of September 2008. It bears the edition number 1.1. The technical content is therefore identical to the base edition and its amendment and has been prepared for user convenience. A vertical line in the margin shows where the base publication has been modified by amendment 1. Additions and deletions are displayed in red, with deletions being struck through.
62040-1 IEC:2008+A1:2013 7 International Standard IEC 62040-1 has been prepared by subcommittee 22H: Uninterruptible power systems (UPS), of IEC technical committee 22: Power electronic systems and equipment. This standard cancels and replaces the first edition of IEC 62040-1-1, published in 2004 and IEC 62040-1-2, published in 2004 and constitutes a technical revision. This standard merges all requirements of previous IEC 62040-1-1 and IEC 62040-1-2, with the addition of the following: update of normative references including IEC 60950-1 as Reference Document (RD); harmonization and alignment with current world recognized best practices; enhancement of backfeed protection, definition of ground-fault, revision of temperature rise tables and of hydrogen concentration in battery compartments; Amendment 1 introduces short-time withstand current requirements when a short-circuit is applied at the output of the UPS (5.5.4). This publication has been drafted in accordance with the ISO/IEC Directives, Part 2. It is to be used with IEC 60950-1, Edition 2.0, which is referred to in this standard as "RD". In this standard, the following print types are used: requirements proper and normative annexes: in roman type; compliance statements and test specifications: in italic type; notes and other informative matter: in smaller roman type; normative conditions within tables: in smaller roman type; terms that are defined in Clause 3: bold. A list of all parts of the IEC 62040 series, under the general title: Uninterruptible power systems (UPS), can be found on the IEC website. The committee has decided that the contents of the base publication and its amendments will remain unchanged until the stability date indicated on the IEC web site under "http://webstore.iec.ch" in the data related to the specific publication. At this date, the publication will be reconfirmed, withdrawn, replaced by a revised edition, or amended. IMPORTANT The colour inside logo on the cover page of this publication indicates that it contains colours which are considered to be useful for the correct understanding of its contents. Users should therefore print this publication using a colour printer.
8 62040-1 IEC:2008+A1:2013 INTRODUCTION TO THE AMENDMENT This amendment determines the short-time withstand current test requirements for the purpose of verifying the safety of the UPS when a short circuit is applied across the output terminals under prescribed modes of operation wherein the output power is delivered by the a.c. input through a low impedance path.
62040-1 IEC:2008+A1:2013 9 UNINTERRUPTIBLE POWER SYSTEMS (UPS) Part 1: General and safety requirements for UPS 1 Scope and specific applications 1.1 Scope This part of IEC 62040 applies to uninterruptible power systems (UPS) with an electrical energy storage device in the d.c. link. It is used with IEC 60950-1, which is referred to in this standard as "RD" (reference document). NOTE UPS applications generally make use of a chemical battery as the energy storage device. Alternative devices may be suitable, and as such, where battery appears in the text of this standard, where applicable, this may be understood as energy storage device. When a clause is referred to by the phrase "The definitions or the provisions of item/rd apply", this phrase is intended to mean that the definitions or provisions in that clause of IEC 60950-1 apply, except any which are clearly inapplicable to uninterruptible power systems. National requirements additional to those in IEC 60950-1 apply and are found as notes under relevant clauses of the RD. The primary function of the UPS covered by this standard is to ensure continuity of an alternating power source. The UPS may also serve to improve the quality of the power source by keeping it within specified characteristics. This standard is applicable to UPS which are movable, stationary, fixed or for building-in, for use in low-voltage distribution systems and intended to be installed in any operator accessible area or in restricted access locations as applicable. It specifies requirements to ensure safety for the operator and layman who may come into contact with the equipment and, where specifically stated, for the service person. This standard is intended to ensure the safety of installed UPS, both as a single UPS unit or as a system of interconnected UPS units, subject to installing, operating and maintaining the UPS in the manner prescribed by the manufacturer. This standard does not cover UPS based on rotating machines. Electromagnetic compatibility (EMC) requirements and definitions are given in IEC 62040-2. 1.2 Specific applications Even if this standard does not cover all types of UPS, it may be taken as a guide for such equipment. Requirements additional to those specified in this standard may be necessary for specific applications, e.g. related to UPS that operate: while exposed to extremes of temperature; to excessive dust, moisture, or vibration; to flammable gases; to corrosive or to explosive atmospheres; where ingress of water and foreign objects are possible; NOTE 1 Annex H provides guidance on such requirements and on relevant testing. in vehicles, on board ships or aircraft, in tropical countries, or at elevations greater than 1 000 m; NOTE 2 Guidance for performance of UPS operating at elevations greater than 1 000 m is provided in 4.1.1 of IEC 62040-3.
10 62040-1 IEC:2008+A1:2013 with trapezoidal output waveforms and long run times (greater than 30 min); NOTE 3 In addition to complying with 5.3.1.2 of IEC 62040-3, voltage distortion tests for the purpose of load compatibility should also be performed. subject to transient overvoltages exceeding those of overvoltage category II according to IEC 60664; NOTE 4 Subclause G.2.1/RD provides guidance for additional protection against transient overvoltages at the mains supply to the UPS. Where such additional protection is an integral part of the equipment insulation requirements, creepage distances and clearance distances from the mains through to the load side of the additional protection may be judged as category III or IV as required. All further downstream insulation requirements, creepage distances, and clearance distances on the load side of the additional protection may be judged as category I or II as required. in electromedical applications with the UPS located within 1,5 m of the patient contact area; in systems classified as emergency power systems by an authority having jurisdiction. NOTE 5 Additional requirements may also apply in accordance with local regulations. 2 Normative references The following referenced documents are indispensable for the application of this document. For dated references, only the edition cited applies. For undated references, the latest edition of the referenced document (including any amendments) applies. IEC 60364-4-42, Electrical installations of buildings Part 4-42: Protection for safety Protection against thermal effects IEC 60417, Graphical symbols for use on equipment IEC 60529, Degrees of protection provided by enclosures (IP Code) IEC 60664 (all parts), Insulation coordination for equipment within low-voltage systems IEC 60755, General requirements for residual current operated protective devices IEC 60950-1:2005, Information technology equipment Safety Part 1: General requirements IEC 61000-2-2, Electromagnetic compatibility (EMC) Part 2-2: Environment Compatibility levels for low-frequency conducted disturbances and signaling in public low-voltage power supply systems IEC 61008-1, Residual current operated circuit-breakers without integral overcurrent protection for household and similar uses (RCCBs) Part 1: General rules IEC 61009-1, Residual current operated circuit-breakers with integral overcurrent protection for household and similar uses (RCBOs) Part 1: General rules IEC 61439-1:2011, Low-voltage switchgear and controlgear assemblies Part 1: General rules IEC 62040-2:2005, Uninterruptible power systems (UPS) Part 2: Electromagnetic compatibility (EMC) requirements IEC 62040-3:1999, Uninterruptible power systems (UPS) Part 3: Method of specifying the performance and test requirements
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