B) Addressing TSI open points: National requirements where there are no TSI requirements. None None None. None None None.

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National technical rules for infrastructure Related Control Command and Signalling Requirements Note: Relevant TSI is Control, Command and Signalling (Commission Regulation (EU) 2016/919 of 27 May 2016 - which entered into force on 05 July 2016) National where there are no TSI C) Addressing TSI specific cases: National which are alternatives to the TSI BR1654 Radio Electronic Token Block System 2 Dec-86 Dec-86 Part 2 Parts 3 to 13 (relevant for Class B CCS system) GERT8018 Mechanical Trainstop System Interface Requirements 2 Sep-12 Dec-12 Part 5 2.2.1 2.2.2 2.6.6 2.6.7 2.6.8 [Note: in Part 3 are notified vehicles rules]. GERT8075 AWS and TPWS Interface Requirements 3 Mar-18 Mar-18 Part 4 Part 2 relevant for Class B CCS System [Note: in Part 3 are notified vehicle rules]. GERT8075 was upd to withdraw that were not rrelated to tecchnical compatibility between the trackside and onboard subsystems. The withdrawn have been transferred to RIS-0775-CCS. GIRT7033 Lineside Operational Safety Signs 3 Jun-15 Mar-16 Part 3 2.2.2 2.2.3 2.3.1 2.3.2 GKRT0028 Infrastructure Based Train Detection Interface Requirements 3 Sep-16 Dec-16 Part 4 All GKRT0055 Block System Interface Requirements 1 Sep-13 Dec-13 Part 3 2.1 2.2 2.3 2.4.1 2.4.3 2.4.4 2.4.5 2.4.6 2.4.7 2.4.8 [Note: 2.4.2.1 is a notified vehicle rule]. G:\Standards\3. Workstreams\3.2 BAU Activities\Standards Policy\National Rules\National Technical Rules\NTRs\2018-Dec-Catalogue\Jun-Sept-Dec18-INS-NTRs-Dft-Final 1 of 7

National where there are no TSI C) Addressing TSI specific cases: National which are alternatives to the TSI GKRT0057 Lineside Signal and Indicator Product Design and Assessment Requirements 1 Dec-14 Mar-15 Part 5 All GKRT0075 Lineside Signal Spacing and Speed Signage 4 Sep-15 Dec-15 Part 4 All and Appendices A to E and X Notes: 1) If a requirement is not notified for A), B) or C) then it does not meet the characteristics of an NTR. 2) Changes since the last are highlighted in yellow. a) GERT8402 ERTMS/ETCS DMI National Requirements, issue 2 - removed from the list as it was notified as an infrastructure rule in error (June 2018). b) GKRT0044 Permissive Working, issue three has been withdrawn - it did not meet the characteristics of an NTR (December 2018) c) GKRT0212 Signalling Lockout Systems to Protect Railway Undertaking Personnel, issue one has been withdrawn - it did not meet the characteristics of an NTR (December 2018). G:\Standards\3. Workstreams\3.2 BAU Activities\Standards Policy\National Rules\National Technical Rules\NTRs\2018-Dec-Catalogue\Jun-Sept-Dec18-INS-NTRs-Dft-Final 2 of 7

National technical rules for infrastructure Related Energy Requirements Note: Relevant TSI is Energy (Commission Regulation (EU) No 1301/2014 of 18 November 2014 - which entered into force on 01 January 2015 National where there are no TSI C) Addressing TSI specific cases: National which are alternatives to the TSI GLRT1210 AC Energy Subsystem and Interfaces to Rolling Stock Subsystem 1 Dec-14 Mar-15 Part 4 Part 2 Part 3 3.1.5 addressing ENE TSI open point: 4.2.9.1 (contact wire height at level crossings). 3.2.1 addressing ENE TSI open point 4.1 (overhead contact line systems) and EN 50122 clause 4 (contact line zone and current collector zone). 3.1.1 3.1.2 3.1.3 3.1.4 3.1.6 addressing ENE TSI specific case: 7.4.2.9.2 for 4.2.9.1 (contact wire height). 3.1.6 addressing ENE TSI specific case: 7.4.2.9.3 for 4.2.9.2, 4.2.10 (maximum lateral deviation and pantograph gauge). 2.2.2.2 addressing ENE TSI specific case: 7.4.2.9.4 for 4.2.18 (protective provisions against electric shock). 3.9 addressing ENE TSI specific case: 7.4.2.9.5 (conformity assessment of OCL as component). GLRT1212 DC Conductor Rail Energy Subsytem and Interfaces to Rolling Stock Subsystem One Sep-15 Dec-15 Part 4 All addressing ENE TSI specific case: 7.4.2.9.1 (for 4.2.3 voltage and frequency). GMRT2132 On-board Energy Metering for Billing Purposes 1 Sep-10 Dec-10 Part 4 2.7 for on-ground energy data collecting system. for ENE TSI [Note: 2.5 for data transfer on-board to ground 2.6 for communication service - on-board to ground addressing LOC&PAS TSI open point 4.2.8.2.8 and Appendix D - part 5 (onboard energy measurement system). Commission Implementing Regulation (EU) 2018/868 of 13 June 2018 closed the open point on energy metering. By 1 January 2022, Member States shall ensure that an on-ground energy data collecting system capable of exchanging compiled energy billing data in accordance with point 4.2.17 of this TSI is implemented. Hence these NTRs remain open until that time]. 2.7 has been removed from the list of vehicle rules and transferred to the list of infrastructure rules. The open point on energy metering and its closure by the recent amendment (Commission Implementing Regulation (EU) 2018/868) affects the LOC&PAS and the ENE TSIs and both subsystems. Therefore as 2.7 is an energy requirement about on-ground energy data collecting systems it has been transferred to the energy list of notified rules. G:\Standards\3. Workstreams\3.2 BAU Activities\Standards Policy\National Rules\National Technical Rules\NTRs\2018-Dec-Catalogue\Jun-Sept-Dec18-INS-NTRs-Dft-Final 3of 1

National where there are no TSI C) Addressing TSI specific cases: National which are alternatives to the TSI GMRT2173 Requirements for the Size of Vehicles and Position of Equipment 2 June 18 Sept 18 Part 5 [Note: 3.2 and Appendix A are notified vehicle rules for technical compatibility with legacy platforms that have a radii greater than 160m and less than 300m. Other NTRs in Part 3 are notified vehicle rules. 3.2 and Appendix A are also notified to address the PRM TSI specific case]. 3.4 and Appendix E addressing ENE TSI specific case 7.4.2.9.3 (for 4.2.9.2 maximum lateral deviation and 4.2.10 Pantograph gauge). GMRT2173 sets out the pantograph sway of UK rolling stock in clause 3.4 and Appendix E. [Note: 3.3 3.4.3 and Appendix E 3.5 and Appendix B 3.6 and Appendix C are notified to address the LOC&PAS TSI specific case 7.3.2.2 (for 4.2.3.1 (gauging)]. [Note: 3.2 and Appendix A have been notified to address the PRM TSI specific case 7.3.2.6 (table 25) for 4.2.2.11 (step position for vehicle access and egress) for radii over 300m where the TSI gives a choice of using the NTR or the PRM TSI. The PRM TSI applies for track radii from straight track down to 300m. 3.2 and Appendix A are also notified for technical compatibility with legacy platforms that have a track radii greater than 160m and less than 300m]. Notes: 1) If a requirement is not notified for A), B) or C) then it does not meet the characteristics of an NTR. 2) Changes since the last are highlighted in yellow. G:\Standards\3. Workstreams\3.2 BAU Activities\Standards Policy\National Rules\National Technical Rules\NTRs\2018-Dec-Catalogue\Jun-Sept-Dec18-INS-NTRs-Dft-Final 4of 1

National technical rules for infrastructure Related Infrastructure Requirements Note: Relevant TSI is Infrastructure (Commission Regulation (EU) No 1299/2014 of 18 November 2014 - which entered into force on 01 January 2015. (The combined INF TSI includes in Appendix Q a list of the notified National Technical Rules for the UK-GB Specific Cases) National where there are no TSI C) Addressing TSI specific cases: National which are alternatives to the TSI GCRT5021 Track System Requirements 5 Dec-11 Mar-12 Part 5 2.4.1.2-2.4.2.1 2.5.1.2-2.5.2.1 2.5.3.1-2.5.5.1 2.5.7.1-2.5.10.2 2.5.12.1-2.5.13.1 2.5.14.1-2.5.14.3 2.5.15.1-2.5.15.3 2.6.4.1-2.6.4.2 2.6.5.1-2.6.5.2 2.6.6.1-2.6.6.2 2.6.7.1-2.6.8.1 2.6.9.1-2.6.9.2 2.7.3.1-2.7.7.1 2.10.1-2.10.2 2.11.2.1-2.11.3.1 2.11.3.3 2.11.4.1-2.11.8.2 3.1.1 3.2.1.1 3.2.3.1 3.2.6.1-3.2.8.1 3.2.9.2 3.2.10.1 3.2.11.1-3.2.11.2 4.7.1.1-4.7.1.4 4.7 addressing INF TSI specific case 7.7.17.4 for 4.2.5.3 and Appendix J (maximum unguided length of fixed obtuse crossings). G:\Standards\3. Workstreams\3.2 BAU Activities\Standards Policy\National Rules\National Technical Rules\NTRs\2018-Dec-Catalogue\Jun-Sept-Dec18-INS-NTRs-Dft-Final 5of 7

National where there are no TSI C) Addressing TSI specific cases: National which are alternatives to the TSI GERT8006 Assessment of Compatibility of Rail Vehicle Weights and Underline Bridges 2 Sep-10 Dec-10 Part 5 [Note: Part 3 and Appendix A are notified vehicle rules]. Part 2 and Appendix A addressing INF TSI open point: 4.2.1 and Appendix E/F (TSI categories of line). Part 2 and Appendix A addressing INF TSI specific case 4.2.7.4 and Appendix F (resistance of existing bridges and earthworks to traffic loads). GERT8014 Axlebox Condition Monitoring - Hot Axlebox Detection 2 Jun-11 Sep-11 Part 4 3.1 3.2 addressing LOC&PAS TSI specific case 7.3.2.3 for axle bearing condition monitoring. These had been notified previously but on the vehicle list. GERT8073 Requirements for the of Standard Vehicle Gauges 3 Dec-15 Mar-16 Part 5 for infrastructure. [Note: Part 3 is a notified vehicle rule]. All and Appendices A to N addressing the following specific cases: 7.7.17.1 for 4.2.1 (categories of line: gauge) 7.7.17.3 for 4.2.3.2 (distance between track centres) 7.7.17.7 for 4.2.9.3 (platform offset) 7.7.17.10 for 6.2.4.2 (assessment of distance for track centres) 7.7.17.11 for 6.2.4.11 (assessment of platform offset) [Note: the relevant specific case for vehicles is the LOC&PAS TSI specific case 7.3.2.2 for 4.2.3.1 (gauging)]. GIRT7020 GB Requirements for Platform Height, Platform Offset and Platform Width One Jun-18 Sep-18 Part 3 2.3 2.1 addressing INF TSI specific cases: 7.7.17.1 for 4.2.1 (categories of line: gauge) 7.7.17.6 for 4.2.9.2 (platform height) 2.2 addressing INF TSI specific cases: 7.7.17.1 for 4.2.1 (categories of line: gauge 7.7.17.7 for 4.2.9.3 (platform offset) 7.7.17.11 for 6.2.4.11 (assessment of platform offset) GIRT7020 issue one, supersedes GIRT7016 (issue five). Requirements for platform height, platform offset and usable width of platforms have been transferred to GIRT7020. Other from GIRT7016 have been transferred to RIS-7016-INS issue one. G:\Standards\3. Workstreams\3.2 BAU Activities\Standards Policy\National Rules\National Technical Rules\NTRs\2018-Dec-Catalogue\Jun-Sept-Dec18-INS-NTRs-Dft-Final 6of 7

National where there are no TSI C) Addressing TSI specific cases: National which are alternatives to the TSI GIRT7073 Requirements for the Position of Infrastructure and for Defining and Maintaining Clearances 2 Jun-18 Sep-18 Part 4 All and Appendices A and B addressing the following INF TSI specific cases: 7.7.17.1 for 4.2.1 (categories of line: gauge) 7.7.17.3 for 4.2.3.2 (distance between track centres) 7.7.17.7 for 4.2.9.3 (platform offset) 7.7.17.10 for 6.2.4.2 (assessment of distance for track centres) 7.7.17.11 for 6.2.4.11 (assessment of platform offset) Notes in Table 3 'Clearances in the lower sector to structures and between vehicles' have been upd to align with in GIRT7020 (issue one) about platform height, platform offset and usable width of platforms. GMRT2466 Railway Wheelsets 4 Dec-17 Mar-18 Part 4 3.4.1 addressing INF TSI 7.7.17.4 for 4.2.5.3 (Maximum unguided length of fixed obtuse crossings). [Note: 2.1.1 2.1.2 3.1.1 3.2.1 3.2.2 3.2.3 3.3.1 addressing WAG TSI specific case 7.3.2.5 for 4.2.3.6.2 (characteristics of wheelsets) and the LOC&PAS TSI specific case 7.3.2.6 for 4.2.3.6.3 (characteristics of wheels) for wheelsets in scope of TSIs but restricted to national use. 3.4.1 was notified previously but on the vehicle list. 2.1.3 supported by guidance (relating to cast wheels) addressing WAG TSI specific case 7.3.2.5 and LOC&PAS TSI 6.1.3.1 and WAG TSI 6.1.2.3 b) for other types of wheels. Notes: 1) If a requirement is not notified for A), B) or C) then it does not meet the characteristics of an NTR. 2) Changes since the last are highlighted in yellow. a) GIRT7019 Requirements for Lighting in Railway Tunnels issue two has been withdrawn - it did not meet the characteristics of an NTR (June 2018) b) GCRT5033 Terminal Tracks - Requirements for Buffer Stops, Arresting Devices and Impact Walls issue two has been withdrawn - it did not meet the characteristics of an NTR. c) GIRT7016 Interface between Station Platforms, Track and Trains issue five has been withdrawn. G:\Standards\3. Workstreams\3.2 BAU Activities\Standards Policy\National Rules\National Technical Rules\NTRs\2018-Dec-Catalogue\Jun-Sept-Dec18-INS-NTRs-Dft-Final 7of 7