Do All DOAS Configurations Provide the Same Benefits?

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TECHNIL FTURE This article was published in ASHE Journal, July 2014. Copyright 2014 ASHE. Posted at www.ashrae.org. This article may not be copied and/or distributed electronically or in paper form without permission of ASHE. For more information about ASHE Journal, visit www.ashrae.org. Do All DS Configurations Provide the Same Benefits? BY SHIHAN DENG, STUDENT MEMBER ASHE; JOSEPHINE LAU, PH.D., MEMBER ASHE; AND JAE-WEON JEONG, PH.D., MEMBER ASHE outdoor air systems supply 100% outdoor air () (i.e., no recirculated air) determined by ventilation to one or more zones. The open literature 1 6 includes a clear definition 6 and benefits of DS as indicated by some leading industry professionals. However, system configurations and understanding of DS have been varying with time, and today there is a considerable diversity of DS readily found in our engineering community. Personal communications were conducted between the authors and 21 experienced engineers from 10 major U.S. HVAC designing and consulting firms asking for their definitions on DS. Wide ranges of opinions were collected. The definition in this article attempts to be as inclusive as possible to reflect the various system configurations already applied under the name of DS. However, readers should be reminded that there are various pros and cons in each DS configuration. The benefits of DS will not be the same if different system configurations are applied. DS, as presented by the authors of this article, is defined as: a system which uses separate equipment to condition all brought into a building for ventilation, delivered to each occupied space, either directly or in conjunction with local space or central (zoned) HVAC units serving those same spaces. The local or central HVAC units are used to maintain space temperature setpoint requirements. Features/Benefits of DS Based on a current literature review, the benefits of diverse DS designs, when compared to basic VAV system, may be one or more of the following: Easier to provide proper ventilation. 2,4,7 9 Decoupling sensible and latent cooling functions of air-handling systems. 2,8,10,11 Increased degree of freedom in the selection of local unit(s). 2,7,8 Reduction in energy use and demand for both the DS unit and local unit(s). 2,4,8 Enhanced indoor environmental quality (IEQ). 11,12 Shihan Deng is a graduate student, and Josephine Lau, Ph.D., is assistant professor at Durham School of Architectural Engineering and Construction, University of Nebraska-Lincoln in Omaha, Neb. Jae-Weon Jeong, Ph.D., is an Associate Professor, Division of Architectural Engineering, Hanyang University, Seoul, South Korea. 52 ASHE JOURNAL ashrae.org JULY 2014

TECHNIL FTURE Ventilation Benefit of DS To realize the ventilation benefit of DS the must be supplied to each occupied space, or either directly, or in conjunction with, local units. The details of different configurations are further discussed in the following sections of this article. One of the difficulties of achieving good ventilation performance with central HVAC systems (e.g., VAV systems) serving multiple zones is that the individual zone sensible loads do not necessary vary with their ventilation requirement. Therefore, increased system total ventilation intake airflows which are often required to ensure the proper ventilation for each zone at all operation conditions is in compliance with ASHE Standard 62.1. 8 Another difficulty is over-ventilation of non-critical zones. In a multiple-zoned recirculating ventilation system, a single air handler supplies the mixture of and recirculated return air to more than one ventilation zone. Since the system delivers the same air mixture to each zone; proper ventilation to the critical zone (the zone requiring the highest fraction) will generally result in over-ventilation for other zones. 1 When DS supplies required ventilation air to each zone, either directly or in conjunction with local unit(s), such system configurations overcome the previously listed problems. Allowing the DS to be sized separately ensures proper ventilation in each zone at design zone population. 8 Humidity Control Benefit of DS There is also humidity control benefits with a DS approach, albeit a secondary goal. The various humidity control benefits can only potentially be achieved if the described system configuration associated with each benefit is applied. Since the 1989 edition of ASHE Standard 62 increased earlier mandated requirements, proper indoor humidity control is even harder to achieve with some types of HVAC systems, because bringing more into the building can sometimes result in raising indoor humidity levels in non-arid climates. 10 Also, this requirement brings more moisture into the system since accounts for a large portion of the overall latent load in most commercial buildings. 8 Rather than using one system to control both indoor humidity and temperature, DS uses two systems to control them separately. 11 The DS unit (the unit conditioning the ventilation air separately) can be sized to supply the exact amount of required ventilation air at a dew point low enough to also offset the indoor latent load, thus controlling the indoor relative humidity level without relying on local HVAC units. When humidity control becomes a goal of DS, a total-energy recovery device is generally required by ASHE Standard 90.1. In locations with cold winter, a pre-heat coil is suggested near the intake for frost prevention at the total-energy recovery. Humidity control requires engineers to pay more attention to part-load operation. Popular VAV systems usually reduce the amount of total air delivered to the space during part-load conditions to achieve energy efficiency. However, when the space loads change, this can result in loss of indoor humidity control, even though indoor space temperatures remain at acceptable levels. DS overcomes this problem. During part-load conditions, with local unit(s) running under reduced capacity mode to fulfill the reduced sensible loads, the DS unit continues to supply air at a low enough dew point to maintain acceptable indoor humidity levels. This humidity control benefit is potentially available for almost all DS system configurations. Other Benefits of DS DS also may allow broader local unit selection options when the DS unit alone controls the indoor humidity and supplies to the occupied spaces, either directly or in conjunction with local HVAC unit(s). Also, if the DS unit controls all of the latent loads, the high efficiency sensible-only HVAC unit may be effectively used as the local HVAC unit. Using high efficiency local HVAC equipment can potentially increase the overall system energy efficiency. 2 Because a DS approach generally results in conditioning less than with a VAV system approach, there is an increased potential to reduce energy usage associated with the ventilation air components, air conditioning, and fan operation. Under part-load conditions, local unit(s) may be able to switch off to save energy, when the DS delivers ventilation air directly to each zone or to the supply-side of local HVAC units. There is a view among certain professionals that a key fundamental change has to be made to achieve JULY 2014 ashrae.org ASHE JOURNAL 53

TECHNIL FTURE better IEQ, which is to decouple the traditional (VAV or V) system dual functions of maintaining thermal environment and providing needed ventilation. 12 From an indoor air pollutants transport perspective, the DS ventilation approach leads to predictable pressure differentials between adjoining spaces or zones, which minimizes transport of the potential airborne contaminants between zones. Furthermore, with DS applications, airborne contaminants that may be present in one zone are not immediately distributed throughout a facility by the HVAC systems. 13 DS System Configurations As mentioned above, different DS system configurations in current practices will lead to different benefits. In general, DS can be categorized into one of five system configurations: 1. Conditioned delivered directly to the occupied spaces; Advertisement formerly in this space. 2. Conditioned delivered to the supply-side of local HVAC units; 3. Conditioned delivered to the intakes of local HVAC units 4. Conditioned delivered to return air plenums, near local HVAC units; and 5. Conditioned delivered to the intakes of centralized, multiple-zone HVAC units. The following sections address the fundamental differences between these configurations and associated special considerations. Conditioned Air Dry-Bulb Temperature There is more than one way to condition the air from a DS unit: The dry-bulb temperature (DBT) of the conditioned air () is neutral, which approximates room air drybulb temperature DBT of is cold, i.e., significantly cooler than the room air dry-bulb temperature generally about the same as the required DPT. 14,15 The DS method of delivering cold air actually requires less overall cooling capacity than a neutral-air DS approach. 16 Although the installed cooling capacity of the DS unit is the same in either case (because it is sized for the dehumidification load), the latter cold air approach reduces the required cooling capacity of each local unit and eliminates the central heating required to reheating the to the neutral temperature. Consequently, the coldair system consumes less overall building systemwide (aggregate) cooling energy for much of the year compared to a neutral-air DS system approach and it consumes less system-wide heating energy by virtue of its reduced need to reheat the conditioned. However, while the dehumidified should be delivered cold whenever possible, as the space sensible cooling load decreases, this cold air may provide more sensible cooling than the space requires, resulting in overcooling. When the potential for overcooling exists, design engineers typically may consider implementing temperature reset to reduce the cooling capacity. Alternatively, activating the corresponding local HVAC unit heating coil to prevent overcooling also may be a choice. If the overcooling problem occurs occasionally 54 ASHE JOURNAL ashrae.org JULY 2014

TECHNIL FTURE or in only a few spaces, the sensible cooling benefit of delivering the cold to all other spaces served by the DS may outweigh the heating energy needed to prevent these few spaces from overcooling. At some load conditions, however, it might be more economical to reheat the cold centrally, using recovered energy. In this case, one should design the DS to deliver the air cold, and only reheat when needed in order to avoid individual space/zone overcooling. DS Supplies Directly to Occupied Space In this system configuration, the conditioned is delivered by the DS directly to each occupied space. Meanwhile, the local unit(s) (such as fan coils, water-source heat pumps, packaged terminal air conditioners (PTACs), small packaged or split DX units, radiant chilled ceilings, passive chilled beams, and variable refrigerant flow (VRF) equipment) located in or near each space provides cooling and/or heating to maintain space temperature (Figure 1a). This approach easily ensures the required flow reaches each zone, and affords the opportunity to cycle off the local fan, or reduce its speed, when cooling or heating from local unit(s) is no longer needed in a given zone. Since the is not distributed to the zone through the local unit, the local fans do not need to operate in order to deliver to the conditioned zone. Therefore, the DS can be activated during part-load periods without operating the local units. When the conditioned is delivered at a cold temperature, rather than reheated to neutral, this configuration offers the opportunity to reduce the local Total Energy Recovery Devices Unit FIGURE 1: DS with total-energy recovery delivering. 17 Total Energy Recovery Devices Unit A Conditioned Delivered Directly To Each Space B Conditioned Delivered to the Supply-Side of Each Local Unit equipment size (both airflow and cooling capacity) and hence also its capital and possibly operational energy costs. However, to prevent uncomfortable drafts when the conditioned is delivered at a cold temperature, one may need to use high performance diffusers that Unit Unit Cooling Coil Heating Coil Fan FIGURE 2: DS used with floor-by-floor VAV air-handling units 14 (re-created). Floor by Floor VAV Air-Handling Unit Floor by Floor VAV Air-Handling Unit Unit Cooling Coil Heating Coil Fan VAV Box C Conditioned Delivered to the Intake of Each Local Unit D Conditioned Delivered to Plenum, Near Each Local Unit JULY 2014 ashrae.org ASHE JOURNAL 55

TECHNIL FTURE induce room air to mix with (and warm) the cold conditioned air before it reaches the occupied zone at the desired terminal velocity. This configuration may require some additional ductwork and a separate diffuser for delivery to each occupied zone. DS Supplies to the Supply-Side of Local HVAC Units In this configuration, conditioned is ducted to the supply-side of each local unit(s) (Figure 1b), and is mixed with the local unit s supply air () before being delivered to the zone/space. The local unit conditions only recirculated air. Since flow is ducted to each unit, this configuration may ensure the required ventilation reaches each space, and the ventilation air is adequately distributed in the space through a common set of diffusers. However, measurement and balancing of the ventilation system is more difficult with this approach than if the is delivered to the space. If the local fan cycles off, or varies its speed, the pressure in the supply duct decreases, potentially resulting in loss of proper- distribution. It is suggested to install a pressure-independent terminal-box to directly control the flow into the space under different static pressure in the duct. This terminal approach can also be used to incorporate some method of demand-controlled ventilation (DCV). When the is delivered at a cold temperature, rather than reheated to neutral, this configuration may also permit the downsizing of the local units (both airflow and cooling capacity). DS Supplies to the Intake of Local HVAC Units In this configuration, the DS may deliver the conditioned to the intakes of local single-zone HVAC equipment (such as fan coils, water-source heat pumps, small packaged or split DX units, variable refrigerant flow (VRF), small packaged rooftop units, or single-zone air handlers), where it mixes with recirculated air from the zone (Figure 1c). The local unit then conditions this mixture and delivers it to the zone through a single duct system and diffusers. This configuration ensures the required flow reaches each zone; since it is ducted directly to each unit, and often avoids some of the cost and space required to otherwise install additional space delivery ductwork and separate diffusers. The is distributed by the local fan through a common set of diffusers ensuring that it is adequately dispersed throughout the zone. However, local HVAC equipment employing fans must operate continuously whenever ventilation is needed during occupied modes; otherwise, if the local HVAC equipment fan cycles on and off, or varies its speed, ventilation is compromised, since the local equipment fans are responsible for delivering ventilation air to the occupied zone/space. In addition, when the conditioned is delivered to the intake of the local unit at a cold temperature, it results in cooler air entering the cooling coil of the local unit which derates its capacity. One may need less cooling capacity from the terminal device, which permits downsizing (cooling capacity, but not airflow). However, this may cause an equipment selection challenge for some types of local units. DS Supplies to Plenum, Near Local HVAC Units This configuration delivers conditioned to an open ceiling plenum, near the intake of each local unit (Figure 1d). The mixes with recirculated air in the plenum before being drawn into the intake of the local unit. This approach has been used when local units are installed in the ceiling plenum, such as water-source heat pumps, fan-coils, or variable refrigerant flow (VRF) terminals. In this configuration, one may save the cost and space needed to install additional ductwork, separate diffusers, or mixing plenums on the local units. However, it is difficult to ensure the required amount of reaches each zone, since the ventilation airflow is not ducted directly. The ASHE Standard 62.1 User s Manual clarifies that the duct needs to deliver air near the intake of each local unit and include some means of balancing to ensure the right amount of ventilation air reaches each unit. When cold conditioned is delivered to a plenum, it cannot be at a temperature below the prevailing dew point temperature encountered. In most cases, the ventilation air should be reheated some amount to avoid condensation on surfaces within the plenum. 56 ASHE JOURNAL ashrae.org JULY 2014

TECHNIL FTURE DS Supplies to Centralized, Multiple-Zone HVAC Units This approach uses DS to dehumidify all of the to a dew-point condition that is drier than the zones. This dehumidified is then ducted to the intake of one or more air-handling units. In Figure 2 (Page 55), the DS delivers the conditioned (via ductwork) to floor-by-floor VAV air-handling units. Since is not directly delivered to each room and is mixed with the recirculating air, the multiple zone equations contained in ASHE Standard 62.1 should be used to determine the required at each air handler and to properly determine the total flow at the DS unit. However, this DS configuration may cause over-ventilation to satisfy the needs for the critical spaces. Conclusions In summary, there are many potential benefits in applying DS such as it is easier to ensure proper ventilation; decoupling latent and sensible loads control; providing energy use and demand reduction and better IEQ. Some benefits of DS will only be realized when particular and proper system configurations are chosen. 6 The DS system configuration of delivering conditioned directly to the individual space is highly recommended. 15,16,18 Engineers and researchers are still developing and exploring new DS system configurations. With the benefits presented in this article, HVAC design engineers are encouraged to pursue properly configured DS in their HVAC system designs. 6. Mumma, S. 2013. Outdoor Air Systems. www. doas.psu.edu/. 7. Cummings. J.B, D. Shirey. 2001. Separating the V from HVAC. ASHE IAQ Applications 3:21. 8. Dieckmann, J., K. Roth. 2007. outdoor air systems revisited. ASHE Journal 49:127 129. 9. Mumma, S. 2009. 30% surplus does it use more energy? ASHE Journal 51:24 36. 10. Kosar, D., et al. 1998. Dehumidification issues of Standard 62-1989. ASHE Journal 40:71 75. 11. Coad, W. J. 1999. Conditioning ventilation air for improved performance and air quality. HPAC Engineering 71:49 56. 12. Khattar, M., M. Brandemuehl. 2002. Separating the V in HVAC: A dual-path approach. ASHE Journal 44:37 42. 13. Mumma, S. 2009. Contaminant transport and filtration issues with DS. ASHE Transactions 115: 350 357. 14. Murphy, J. 2010. Selecting DS equipment with reserve capacity. ASHE Journal 52(4):30 40. 15. Murphy, J. 2006. Smart dedicated outdoor air systems. ASHE Journal 48:30 37. 16. Shank, K., S. Mumma. 2001. Selecting the supply air conditions for a dedicated outdoor air system working in parallel with distributed sensible cooling terminal equipment. ASHE Transactions 107:562 571. 17. ASHE. 2012. Webcast Outdoor Air Systems (DS). 18. Mumma, S. 2008. Terminal equipment with DS: series vs. parallel. Engineered Systems 45:86 89. Advertisement formerly in this space. References 1. Stanke, D. 2004. Single-zone and dedicated- systems. ASHE Journal (46):12 21. 2. Mumma, S. 2001. Systems. ASHE Transactions (104):20 22. 3. Mumma, S. 2001. Preconditioning dedicated for improved IAQ: Part 1. ASHE IAQ Applications (2):15 16. 4. Jeong, J., S. Mumma, W.P. Bahnfleth. 2003. Energy conservation benefits of a dedicated outdoor air system with parallel sensible. ASHE Transactions (109): 627 636. 5. Scofield, C.M., N.H. Des Champs. 1993. HVAC design for classrooms: divide and conquer. HPAC Engineering (65):53 59. JULY 2014 ashrae.org ASHE JOURNAL 57