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Trane Engineers Newsletter Live Presenters: John Murphy, Eric Sturm and Jeanne Harshaw (host) Trane program number: APP-CMC061-EN

Agenda Trane Engineers Newsletter Live Series Abstract A large number of buildings use small, packaged rooftop units for HVAC. This ENL will discuss several recent regulatory changes and technology advances that affect systems using this class of equipment. Presenters: Trane engineers John Murphy and Eric Sturm After viewing attendees will be able to: 1. Summarize recent changes to minimum efficiency requirements and regulations from ASHRAE Standard 90.1 and the Department of Energy. 2. Explain the various energy efficiency ratings used for small rooftop equipment (EER, SEER, and IEER). 3. Understand single-zone VAV control in rooftop units equipped with either modulated or staged/cycled heat. 4. Apply small rooftop units in multiple-zone VAV systems. 5. Employ energy-saving control strategies, such as demand-controlled ventilation, airside economizing, fan pressure optimization, and supply air temperature reset. Agenda Efficiency regulations, standards, and codes Variable-speed compressors Modulating heat Variable-speed fan control Controls Summary (energy analysis) 2017 Trane a business of Ingersoll Rand APP-CMC061-EN l 1

Presenter biographies John Murphy applications engineer Trane John has been with Trane since 1993. His primary responsibility as an applications engineer is to aid design engineers and Trane sales personnel in the proper design and application of HVAC systems. His main areas of expertise include energy efficiency, dehumidification, dedicated outdoor-air systems, air-to-air energy recovery, psychrometry, airside system control and ventilation. He is also a LEED Accredited Professional. John is the author of numerous Trane application manuals and Engineers Newsletters, and is a frequent presenter on Trane s Engineers Newsletter Live series. He has authored several articles for the ASHRAE Journal, and was twice awarded Article of the Year award. He is an ASHRAE Fellow and has served on the Moisture Management in Buildings and Mechanical Dehumidifiers technical committees. He was a contributing author of the Advanced Energy Design Guide for K-12 Schools and the Advanced Energy Design Guide for Small Hospitals and Health Care Facilities, a technical reviewer for the ASHRAE Guide for Buildings in Hot and Humid Climates, and a presenter on the 2012 ASHRAE Dedicated Outdoor Air Systems webcast. Eric Sturm applications engineer Trane Eric joined Trane in 2006 after graduating from the University of Wisconsin Platteville with a Bachelor of Science degree in mechanical engineering. Prior to joining the applications engineering team, he worked in the Customer Direct Services (C.D.S.) department as a marketing engineer and product manager for the TRACE 700 load design and energy simulation software application. As a C.D.S. marketing engineer he supported and trained customers globally. In his current role as an applications engineer, Eric s areas of expertise include acoustics, airside systems, and standards and codes. He is currently involved with ASHRAE at the local chapter as president-elect and nationally as member of the Global Climate Change and Sound and Vibration technical committees. In 2015, Eric was named recipient of the Young Engineers in ASHRAE Award of Individual Excellence for service to the La Crosse Area Chapter of ASHRAE. 2017 Trane a business of Ingersoll Rand APP-CMC061-EN l 2

Trane Engineers Newsletter LIVE Trane Engineers Newsletter Live Series Trane is a Registered Provider with The American Institute of Architects Continuing Education System. Credit earned on completion of this program will be reported to CES Records for AIA members. Certificates of Completion are available on request. This program is registered with the AIA/CES for continuing professional education. As such, it does not include content that may be deemed or construed to be an approval or endorsement by the AIA of any material of construction or any method or manner of handling, using, distributing, or dealing in any material or product. Credit for viewing today s program can be applied toward LEED credential maintenance requirements. www.usgbc.org Visit the Registered Continuing Education Programs (RCEP) Website for individual state continuing education requirements for Professional Engineers. www.rcep.net 2017 Trane a business of Ingersoll Rand APP-CMC061-EN l 3

Copyrighted Materials This presentation is protected by U.S. and international copyright laws. Reproduction, distribution, display, and use of the presentation without written permission of Trane is prohibited. 2017 Trane, a business of Ingersoll Rand. All rights reserved. Learning objectives Summarize recent changes to minimum efficiency requirements and regulations from ASHRAE Standard 90.1 and the Department of Energy. Explain the various energy efficiency ratings used for small rooftop equipment (EER, SEER, and IEER). Understand single-zone VAV control in rooftop units equipped with either modulated or staged/cycled heat. Apply small rooftop units in multiple-zone VAV systems Employ energy-saving control strategies, such as demandcontrolled ventilation, airside economizing, fan pressure optimization, and supply air temperature reset. 2017 Trane a business of Ingersoll Rand APP-CMC061-EN l 4

Trane Engineers Newsletter LIVE AGENDA Efficiency regulations, standards, and codes Variable-speed compressors Modulating heat Variable-speed fan control Controls Summary (energy analysis) Today s Presenters John Murphy Eric Sturm Applications Engineer Applications Engineer 2017 Trane a business of Ingersoll Rand APP-CMC061-EN l 5

Packaged Rooftop Unit cooling coil (evaporator) supply fan air-cooled condenser filter mixing plenum gas-fired burner compressors RA SA Small Rooftop Systems 3 25 0 20 40 60 80 100 120 140 160 cooling capacity, tons 2017 Trane a business of Ingersoll Rand APP-CMC061-EN l 6

small rooftop systems Advantages Packaging eases design, installation, and startup Low installed cost Maximizes usable floor space inside the building Maintenance done outside of the occupied space Equipment is easy to replace small rooftop systems Drawbacks Less flexibility Equipment located outside (aesthetics, maintenance) Space required for ductwork 2017 Trane a business of Ingersoll Rand APP-CMC061-EN l 7

Trane Engineers Newsletter LIVE AGENDA Efficiency regulations, standards, and codes Variable-speed compressors Modulating heat Variable-speed fan control Controls Summary (energy analysis) Minimum Efficiency Requirements ASHRAE Standard 90.1 International Energy Conservation Code (IECC) U.S. Department of Energy 2012 IECC (90.1-2010) 2017 Trane a business of Ingersoll Rand 2015 IECC (90.1-2013) APP-CMC061-EN l 8

ASHRAE Standard 90.1-2004 Unitary Air Conditioners, Air-Cooled Size Sub-Category Minimum Efficiency Split System 10.0 SEER (before 1/23/2006) 12.0 SEER (as of 1/23/2006) < 65,000 Btu/hr Single Package 9.7 SEER (before 1/23/2006) 12.0 SEER (as of 1/23/2006) Minimum efficiency requirements are developed in conjunction with the Air Conditioning, Heating, and Refrigeration Institute (AHRI) addendum F to ASHRAE Standard 90.1-2004 Unitary Air Conditioners, Air-Cooled Size Sub-Category Minimum Efficiency < 65,000 Btu/hr Split System 10.0 SEER (before 1/23/2006) 12.0 SEER 13.0 SEER (as of 1/23/2006) Single Package 9.7 SEER (before 1/23/2006) 12.0 SEER 13.0 SEER (as of 1/23/2006) * Change made to coincide with U.S. DOE regulations 2017 Trane a business of Ingersoll Rand APP-CMC061-EN l 9

unitary air conditioners, air-cooled (< 65,000 Btu/hr) New U.S. DOE Regulations Effective 1 January 2017 Increase minimum cooling efficiency from 13 to 14 SEER Incorporated into 2016 version of ASHRAE 90.1 Size Sub-Category Minimum Efficiency < 65,000 Btu/hr Split System, 3 Phase Single Package, 3 Phase 13.0 SEER 14.0 SEER Efficiency Ratings EER (Energy Efficiency Ratio) Cooling output / Input power, at AHRI rating conditions SEER (Seasonal Energy Efficiency Ratio) Season of cooling / Season of power IEER (Integrated Energy Efficiency Ratio) Time-weighted efficiency calculation at 100%, 75%, 50%, and 25% load conditions 2017 Trane a business of Ingersoll Rand APP-CMC061-EN l 10

ASHRAE Standard 90.1-2010 Unitary Air Conditioners, Air-Cooled Size Heating Type Minimum Efficiency 65,000 Btu/hr and < 135,000 Btu/hr 135,000 Btu/hr and < 240,000 Btu/hr Electric Resistance (or none) All Other Electric Resistance (or none) All Other 11.2 EER and 11.4 IEER 11.0 EER and 11.2 IEER 11.0 EER and 11.2 IEER 10.8 EER and 11.0 IEER air-cooled rooftop equipment ( 65,000 Btu/hr and < 760,000 Btu/hr) Upcoming U.S. DOE Regulations Effective 1 January 2018 Switching from minimum full-load cooling efficiency (EER) to a minimum IEER (using ASHRAE 90.1-2013 levels) 2017 Trane a business of Ingersoll Rand APP-CMC061-EN l 11

Trane Engineers Newsletter LIVE Packaged, Air-Cooled Rooftops (Gas Heat) minimum cooling efficiency 14 13 < 65,000 Btu/hr (SEER) 65,000 and < 135,000 Btu/hr (IEER) 12 135,000 and < 240,000 Btu/hr (IEER) 11 65,000 and < 135,000 Btu/hr (EER) 135,000 and < 240,000 Btu/hr (EER) 10 AGENDA Efficiency regulations, standards, and codes Variable-speed compressors Modulating heat Variable-speed fan control Controls Summary (energy analysis) 2017 Trane a business of Ingersoll Rand APP-CMC061-EN l 12

Scroll Compressor Stationary Scroll Driven Scroll Scroll Compressor 2017 Trane a business of Ingersoll Rand APP-CMC061-EN l 13

Scroll Compressor Capacity Modulation Compressor Operation On/off control Hot gas bypass Variable speed Compressor Design Digital scroll Pocket unloading Motor Efficiency 100 Motor Efficiency (%) 95 90 85 80 0 20 40 60 80 100 Operating Frequency (Hz) Variable Speed Permanent Magnet Variable Speed Induction 2017 Trane a business of Ingersoll Rand APP-CMC061-EN l 14

5000 A B C D Compressor Power (W) 4000 3000 2000 1000 IEER Rating Conditions 0 100% 75% 50% 25% IEER Compressor Load Points 5000 Compressor Power (W) 4000 3000 2000 1000 1425 W 0 973 W 100% 75% 50% 25% IEER Compressor Load Points 2017 Trane a business of Ingersoll Rand APP-CMC061-EN l 15

Variable and Fixed Speed Compressors, Paired Cooling Load Frequency Variable Speed Compressors Advantages Use results in better discharge air temperature control (+/- 2 F) Lower minimum speed, reduced compressor cycling Low speed oil injection reduces compression pocket losses Drawbacks Increased complexity Higher cost 2017 Trane a business of Ingersoll Rand APP-CMC061-EN l 16

Trane Engineers Newsletter LIVE Microchannel Coils Advantages Lighter weight Lower refrigerant charge Single material construction Fewer braze points Drawbacks Difficult to repair Sensitive to damage AGENDA Efficiency regulations, standards, and codes Variable-speed compressors Modulating heat Variable-speed fan control Controls Summary (energy analysis) 2017 Trane a business of Ingersoll Rand APP-CMC061-EN l 17

small rooftop systems Heat Sources heat pump no heat gas-fired burner electric resistance heater small rooftop systems Heat Source Trends Increased demand for modulating (rather than staged) gas-fired burners gas-fired burner 2017 Trane a business of Ingersoll Rand APP-CMC061-EN l 18

Trane Engineers Newsletter LIVE small rooftop systems Heat Source Trends Increased use of heat pumps in buildings that generate electricity on site (photovoltaic, wind) AGENDA Efficiency regulations, standards, and codes Variable-speed compressors Modulating heat Variable-speed fan control Controls Summary (energy analysis) 2017 Trane a business of Ingersoll Rand APP-CMC061-EN l 19

Single-Zone System OA VFD RA RA SA T SZVAV Control Algorithms Current Zone Temperature Zone Temperature Setpoint unit controller Fan Speed Setpoint Supply-Air Temperature Setpoint 2017 Trane a business of Ingersoll Rand APP-CMC061-EN l 20

single-zone VAV control (variable-speed fan control when heating) maximum SAT for heating supply-air temperature setpoint deadband minimum fan speed supply fan speed design SAT for cooling heating control loop design heating load zone sensible load cooling control loop design cooling load single-zone VAV control (variable-speed fan control when heating) supply-air temperature setpoint deadband minimum fan speed supply fan speed design SAT for cooling heating control loop design heating load zone sensible load cooling control loop design cooling load 2017 Trane a business of Ingersoll Rand APP-CMC061-EN l 21

small rooftop systems Humidity and SZVAV Systems Avoid oversizing equipment especially oversizing supply airflow If necessary, some SZVAV rooftop units can be equipped with hot gas reheat also Modulated vs. Staged Heat for SZVAV Variable-speed fan control when heating Modulated gas Modulated electric Hot water Cycled fan control when heating Staged gas Staged electric Heat pump 2017 Trane a business of Ingersoll Rand APP-CMC061-EN l 22

single-zone VAV control (cycled fan control when heating) heating capacity SAT setpoint maximum fan speed when heater is ON heater cycled ON / OFF minimum fan speed when heater is OFF deadband minimum fan speed design SAT for cooling supply fan speed heating control loop design heating load zone sensible load cooling control loop design cooling load fan total static pressure (in. H 2 O) 5 4 3 2 1 Design operating point = 9000 cfm, 3.0 in. H 2 O, 1120 rpm (60 Hz), 8.4 bhp Minimum fan speed (50%) = 560 rpm Fan airflow @ minimum fan speed = 4500 cfm (50% of design airflow) 1400 rpm 1200 rpm 1000 rpm 800 rpm 600 rpm SZVAV: % minimum airflow = % minimum fan speed fan power = 8.4 bhp (560 rpm / 1120 rpm) 3 = 1.1 bhp 50% reduction in fan speed = 87% reduction in fan power design operating point 2500 5000 7500 10,000 12,500 fan airflow (cfm) 2017 Trane a business of Ingersoll Rand APP-CMC061-EN l 23

ASHRAE Standard 90.1-2010 Variable-Speed Fan Control 6.4.3.10 Single Zone Variable-Air-Volume Controls. HVAC systems shall have variable airflow controls as follows: a. b. Effective January 1, 2012, all air-conditioning equipment and air-handling units with direct expansion cooling and a cooling capacity at AHRI conditions 110,000 Btu/hr that serve single zones shall have their supply fans controlled by two-speed motors or variable-speed drives. At cooling demands less than or equal to 50%, the supply fan controls shall be able to reduce the airflow to no greater than the larger of the following: 1. Two-thirds of the full fan speed, or 2. The volume of outdoor air required to meet the requirements of Standard 62.1 ASHRAE Standards 90.1-2013 and -2016 Variable-Speed Fan Control Required ASHRAE 90.1-2010 ( 110,000 Btu/hr for DX units) ASHRAE 90.1-2013 and -2016 ( 65,000 Btu/hr for DX units) AHRI rated cooling capacity, Btu/hr 2017 Trane a business of Ingersoll Rand APP-CMC061-EN l 24

Multiple-Zone VAV System controller OA VFD RA SA P RA SA SA RA T T fan total static pressure (in. H 2 O) 5 4 3 2 1 SP setpoint Design operating point = 9000 cfm, 3.0 in. H 2 O, 1120 rpm (60 Hz), 8.4 bhp Minimum fan speed (50%) = 560 rpm 1400 rpm 1200 rpm 1000 rpm 800 rpm 600 rpm MZVAV: % minimum airflow << % minimum fan speed design operating point 2500 5000 7500 10,000 12,500 fan airflow (cfm) 2017 Trane a business of Ingersoll Rand APP-CMC061-EN l 25

Fan-Pressure Optimization RTU controller supply fan VFD duct static pressure sensor P VAV boxes with DDC controllers reset duct SP setpoint building automation system fan total static pressure (in. H 2 O) 5 4 3 2 1 SP setpoint Design operating point = 9000 cfm, 3.0 in. H 2 O, 1120 rpm (60 Hz), 8.4 bhp Minimum fan speed (50%) = 560 rpm MZVAV with fan-pressure optimization: Once fan reaches minimum speed, 1400 rpm it will ride the fan curve to deliver less airflow 1200 rpm 1000 rpm 800 rpm 600 rpm design operating point 2500 5000 7500 10,000 12,500 fan airflow (cfm) 2017 Trane a business of Ingersoll Rand APP-CMC061-EN l 26

ASHRAE Standards 90.1-2013 and -2016 Fan-Pressure Optimization 6.5.3 Air System Design and Control. Each HVAC system having a total fan system motor nameplate hp exceeding 5 hp shall meet the provisions of Sections 6.5.3.1 through 6.5.3.5. 6.5.3.2.3 VAV Setpoint Reset. For systems with DDC of individual zones reporting to the central control panel, static pressure setpoint shall be reset based on the zone requiring the most pressure; i.e., the setpoint is reset lower until one zone damper is nearly wide open. Controls shall provide the following: a. Monitor zone damper positions or other indicator of need for static pressure b. Automatically detect those zones that may be excessively driving the reset logic and generate an alarm to the system operator c. Readily allow operator removal of zone(s) from the reset algorithm Heating in a Multiple-Zone VAV System OA cfm DAT RA SA RA SA SA RA T T 2017 Trane a business of Ingersoll Rand APP-CMC061-EN l 27

Modulating Heat OA cfm DAT RA SA RA SA SA RA T T Staged Heat OA cfm DAT RA SA RA SA SA RA T T 2017 Trane a business of Ingersoll Rand APP-CMC061-EN l 28

Staged Heat Daytime Warm-up OA cfm DAT RA SA RA SA SA RA T T Changeover VAV OA cfm DAT RA SA RA SA SA RA T T 2017 Trane a business of Ingersoll Rand APP-CMC061-EN l 29

Trane Engineers Newsletter LIVE Modulated vs. Staged Heat for MZVAV Variable-speed fan control when heating (modulated heat) Supply fan controlled to maintain duct SP at setpoint Heater modulated to maintain DAT at setpoint Cycled fan control when heating (staged heat) VAV dampers driven open Supply fan operates at maximum speed Heater cycles on AGENDA Efficiency regulations, standards, and codes Variable-speed compressors Modulating heat Variable-speed fan control Controls Summary (energy analysis) 2017 Trane a business of Ingersoll Rand APP-CMC061-EN l 30

Airside Economizing OA OA OFF OFF RA SA ASHRAE Standards 90.1-2010, -2013, and -2016 Economizer economizer required if system cooling capacity 54,000 Btu/hr 4b C B A marine dry moist 1A: economizer NOT required 2017 Trane a business of Ingersoll Rand APP-CMC061-EN l 31

return damper Faults detected Air temperature sensor failure/fault Not economizing when the unit should be economizing Economizing when the unit should not be economizing Damper not modulating Excess outdoor air 2015 IECC and ASHRAE Standard 90.1-2016 Demand-Controlled Ventilation (DCV) OA RA SA RA CO 2 CO 2 sensor Occupancy sensor People counter Time-of-day schedule 2017 Trane a business of Ingersoll Rand APP-CMC061-EN l 32

ASHRAE Standards 90.1-2007 and -2010 Demand-Controlled Ventilation (DCV) 6.4.3.9 Ventilation Controls for High-Occupancy Areas. Demand control ventilation (DCV) is required for spaces larger than 500 ft 2 and with a design occupancy for ventilation of > 40 people per 1000 ft 2 of floor area and served by systems with one or more of the following: a. an air-side economizer, b. automatic modulating control of the outdoor air damper, or c. a design outdoor airflow > 3000 cfm. Exceptions: a. Systems with exhaust air energy recovery complying with Section 6.5.6.1. b. Multiple-zone systems without DDC of individual zones communicating with a central control panel. c. Systems with a design outdoor airflow < 1200 cfm. d. Spaces where the supply airflow rate minus any makeup or outgoing transfer air requirement < 1200 cfm. > 100 people / 1000 ft 2 Lecture hall Multi-use assembly > 40 people / 1000 ft 2 Correctional waiting room Lecture classroom Lecture hall Multi-use assembly Restaurant dining room Cafeteria / fast food dining Bars, cocktail lounge Conference / meeting Auditorium seating area Place of religious worship Lobby Spectator area Gambling casino impact of 90.1-2007 Break room Telephone / data entry Transportation waiting Auditorium seating area Place of religious worship Courtroom Legislative chambers Lobby Spectator area Disco / dance floor Gambling casino Stage / studio Based on default occupant densities listed in ASHRAE Standard 62.1 2017 Trane a business of Ingersoll Rand APP-CMC061-EN l 33

ASHRAE Standards 90.1-2013 and -2016 Demand-Controlled Ventilation (DCV) 6.4.3.8 Ventilation Controls for High-Occupancy Areas. Demand control ventilation (DCV) is required for spaces larger than 500 ft 2 and with a design occupancy for ventilation of 25 people per 1000 ft 2 of floor area and served by systems with one or more of the following: a. an air-side economizer, b. automatic modulating control of the outdoor air damper, or c. a design outdoor airflow > 3000 cfm. Exceptions: 1. Systems with exhaust air energy recovery complying with Section 6.5.6.1. 2. Multiple-zone systems without DDC of individual zones communicating with a central control panel. 3. Systems with a design outdoor airflow < 750 cfm. 4. Spaces where > 75% of the space design outdoor airflow is required for makeup air that is exhausted from the space or transfer air that is required for makeup air that is exhausted from other space(s). 5. Correctional cells, daycare sickrooms, science labs, beauty and nail salons, and bowling alley seating. > 100 people / 1000 ft 2 Lecture hall Multi-use assembly Auditorium seating area Place of religious worship Lobby Spectator area Gambling casino impact of 90.1-2007 > 40 people / 1000 ft 2 Correctional waiting room Lecture classroom Lecture hall Multi-use assembly Restaurant dining room Cafeteria / fast food dining Bars, cocktail lounge Conference / meeting Break room Telephone / data entry Transportation waiting Auditorium seating area Place of religious worship Courtroom Legislative chambers Lobby Spectator area Disco / dance floor Gambling casino Stage / studio impact of 90.1-2013 25 people / 1000 ft 2 Correctional waiting room Daycare Classroom (ages 5-8) Classroom (age 9+) Lecture classroom Lecture hall Computer lab Media center Music / theater / dance Multi-use assembly Restaurant dining room Cafeteria / fast food dining Bars, cocktail lounge Conference / meeting Lobby / pre-function Break room Reception area Telephone / data entry Transportation waiting Auditorium seating area Place of religious worship Courtroom Legislative chambers Lobby Museum / gallery Spectator area Disco / dance floor Health club / aerobics room Gambling casino Stage / studio Based on default occupant densities listed in ASHRAE Standard 62.1 2017 Trane a business of Ingersoll Rand APP-CMC061-EN l 34

ASHRAE Standards 90.1-2013 and -2016 Demand-Controlled Ventilation (DCV) 6.4.3.8 Ventilation Controls for High-Occupancy Areas. Demand control ventilation (DCV) is required for spaces larger than 500 ft 2 and with a design occupancy for ventilation of 25 people per 1000 ft 2 of floor area and served by systems with one or more of the following: a. an air-side economizer, b. automatic modulating control of the outdoor air damper, or c. a design outdoor airflow > 3000 cfm. Exceptions: 1. Systems with exhaust air energy recovery complying with Section 6.5.6.1. 2. Multiple-zone systems without DDC of individual zones communicating with a central control panel. 3. Systems with a design outdoor airflow < 750 cfm. 4. Spaces where > 75% of the space design outdoor airflow is required for makeup air that is exhausted from the space or transfer air that is required for makeup air that is exhausted from other space(s). 5. Correctional cells, daycare sickrooms, science labs, beauty and nail salons, and bowling alley seating. OA VFD Multiple-zone VAV systems Fan-pressure optimization Supply-air temperature reset Ventilation optimization RA SA RA SA RA SA SA RA T T T 2017 Trane a business of Ingersoll Rand APP-CMC061-EN l 35

ASHRAE Standards 90.1-2010, -2013, and -2016 Supply-Air Temperature Reset 6.5.3.4 Supply-Air Temperature Reset Controls. Multiple-zone HVAC systems must include controls that automatically reset the supply-air temperature in response to representative building loads, or to outdoor air temperature. The controls shall reset the supply air temperature at least 25 percent of the difference between the design supply-air temperature and the design room air temperature. Controls that adjust the reset based on zone humidity are allowed. Zones which are expected to experience relatively constant loads, such as electronic equipment rooms, shall be designed for the fully reset supply temperature. Exceptions: a. Climate zones 1a, 2a, and 3a b. Systems that prevent re-heating, re-cooling, or mixing of heated and cooled supply air. c. Systems in which at least 75 percent of the energy for reheating (on an annual basis) is from site recovered or site solar energy sources. ASHRAE Standards 90.1-2010 and -2013 Ventilation Optimization 6.5.3.3 Multiple-zone VAV System Ventilation Optimization Control. Multiple-zone VAV systems with DDC of individual zone boxes reporting to a central control panel shall include means to automatically reduce outdoor air intake flow below design rates in response to changes in system ventilation efficiency as defined by Appendix A of ASHRAE Standard 62.1. Exceptions: a. VAV systems with zonal transfer fans that recirculate air from other zones without directly mixing it with outdoor air, dual-duct dual-fan VAV systems, and VAV systems with fan-powered terminal units. b. Systems required to have the exhaust air energy recovery complying with Section 6.5.6.1. c. Systems where total design exhaust airflow is more than 70% of total design outdoor air intake flow requirements. 2017 Trane a business of Ingersoll Rand APP-CMC061-EN l 36

Building Automation ASHRAE Standards 90.1-2013 and -2016 New DDC Requirements 6.4.3.10 Direct Digital Control (DDC) Requirements. Direct digital control shall be required as follows. 6.4.3.10.1 DDC Applications. DDC shall be provided in the applications and qualifications listed in Table 6.4.3.10.1. Exception: DDC is not required for systems using the simplified approach to compliance in accordance with Section 6.3. 2017 Trane a business of Ingersoll Rand APP-CMC061-EN l 37

ASHRAE Standards 90.1-2013 and -2016 Excerpt from Table 6.4.3.10.1 Building Status Application DDC Required If: New Alteration or addition Alteration or addition Air-handling system and all zones served by the system New air-handling system and all new zones served by the system Zone terminal unit (e.g., VAV box) > three zones and fan system 10 bhp > three zones and fan system 10 bhp and > 75% of zones are new existing zones served by the same air-handling system have DDC DDC requirements of Standard 90.1-2013 (Section 6.4.3.10.2) Impact on Small Rooftop Systems Control Sequence 90.1-2013 Section Applies to: optimal start 6.4.3.3.3 dual maximums VAV reheat control fan-pressure optimization ventilation optimization single-zone systems multiple-zone systems 6.5.3.2.1 multiple-zone VAV systems 6.5.3.2.3 multiple-zone VAV systems 6.5.3.3 multiple-zone VAV systems 2017 Trane a business of Ingersoll Rand APP-CMC061-EN l 38

ASHRAE Standard 90.1-2013 and -2016 DDC Requirements (continued) 6.4.3.10.2 DDC Controls. Where DDC is required by Section 6.4.3.10.1, the DDC system shall be capable of all of the following, as required, to provide the control logic required in Section 6.5: a. Monitoring zone and system demand for fan pressure, pump pressure, heating, and cooling b. Transferring zone and system demand information from zones to air distribution system controllers and from air distribution systems to heating and cooling plant controllers c. Automatically detecting those zones and systems that may be excessively driving the reset logic and generate an alarm or other indication to the system operator d. Readily allowing operator removal of zone(s) from the reset algorithm 6.4.3.10.3 DDC Display. Where DDC is required by Section 6.4.3.10.1 for new buildings, the DDC system shall be capable of trending and graphically displaying input and output points. 2017 Trane a business of Ingersoll Rand APP-CMC061-EN l 39

Trane Engineers Newsletter LIVE AGENDA Efficiency regulations, standards, and codes Variable-speed compressors Modulating heat Variable-speed fan control Controls Summary (energy analysis) Small Rooftop System Analysis Locations: Boston, Massachusetts (5A) St. Louis, Missouri (4A) Atlanta, Georgia (3A) Three comparisons: 1. Traditional SZCV 2. Traditional SZVAV 3. High Performance SZVAV Complies with: ASHRAE 62.1-2010 ASHRAE 90.1-2010 2017 Trane a business of Ingersoll Rand APP-CMC061-EN l 40

Rooftops 1. Office 104 & 105 2. Office 103 & Lobby 3. Office 101 & 102 4. Perimeter Open Office 5. Perimeter Open Office 6. Perimeter Open Office 7. Interior Open Office 8. Conference Rooms 9. Restrooms and Break room 10. Hallway Single Zone vs. Single Zone VAV 120.0% 100.0% HVAC Energy Usage, percent 80.0% 60.0% 40.0% 20.0% 0.0% Traditional SZCV Traditional SZVAV High Performance SZVAV Traditional SZCV Traditional SZVAV High Performance SZVAV Traditional SZCV Traditional SZVAV High Performance SZVAV Atlanta (3A) St. Louis (4A) Boston (5A) Refrigeration and heat rejection energy Fan energy Heat energy 2017 Trane a business of Ingersoll Rand APP-CMC061-EN l 41

www.trane.com/bookstore Where to Learn More www.trane.com/bookstore www.trane.com/continuingeducation Continuing Education Courses on-demand, no charge, 1.5 CE LEED, PE, AIA credits NEW! Chilled-Water System Design Trends NEW! Coil Selection and Optimization NEW! Evaluating Sound Data All-Variable Speed Compressors on Chillers ASHRAE Standard 62.1, 90.1 and 189.1 High-Performance VAV Systems Single-Zone VAV Systems All Variable-Speed Chiller Plant Operation 2017 Trane a business of Ingersoll Rand APP-CMC061-EN l 42

Trane Engineers Newsletter LIVE Trane Engineers Newsletter Live Series 2017 Trane a business of Ingersoll Rand APP-CMC061-EN l 43

Bibliography March 2017 Trends in Small Rooftop Systems Industry Resources ANSI/ASHRAE/IESNA Standard 90.1: Energy Standard for Buildings Except Low Rise Residential Buildings. Available from www.ashrae.org/bookstore American Society of Heating, Refrigerating and Air Conditioning Engineers, Inc. (ASHRAE). Standard 90.1 User s Manual. Available from www.ashrae.org/bookstore International Code Council. International Energy Conservation Code (IECC). Trane Resources (visit http://www.trane.com/bookstore) Murphy, J., E. Sturm and J. Harshaw. Delivering Performance from Airside Economizers, Engineers Newsletter Live program (2016) APP CMC058 EN (DVD). (Available on demand in Trane Continuing Education) Sturm, E. Airside Economizers and ASHRAE Standard 90.1 2013. Engineers Newsletter 44 2 (2015). Murphy, J., E. Sturm and J. Harshaw. Single Zone VAV Systems, Engineers Newsletter Live program (2013) APP CMC048 EN (DVD). (Available on demand in Trane Continuing Education) Murphy, J., D. Stanke and J. Harshaw. High Performance VAV Systems, Engineers Newsletter Live program (2011) APP CMC042 EN (DVD). (Available on demand in Trane Continuing Education) Murphy, J. and J. Harshaw. Rooftop VAV Systems. Trane Application Manual SYS APM007 EN. La Crosse: Trane, 2012. Analysis Software Trane Air Conditioning and Economics (TRACE 700). Available at www.trane.com/trace 2017 Trane a business of Ingersoll Rand APP-CMC061-EN l 44

Engineers Newsletter Live - Audience Evaluation Please return to your host immediately following program. Your Name Company name: Business address: Business Phone: Email address: Event location: AIA member Number: PE license No.: How did you hear about this program? (Check all that apply) Flyers, email invitations Trane Web site Sales Representative Other. Please describe What is your preferred method of receiving notification for training opportunities (check one)? Email fax US mail Trane Website Was the topic appropriate for the event? Yes No Rate the content of the program. Excellent Good Needs Improvement Rate the length of the program. Appropriate Too long Too short Rate the pace of the program. Appropriate Too fast Too slow What was most interesting to you? What was least interesting to you? Are there any other events/topics you would like Trane to offer to provide additional knowledge of their products and services? Additional questions or comments: 2017 Trane a business of Ingersoll Rand APP-CMC061-EN l 45

Trane Engineers Newsletter LIVE: APP CMC061 EN QUIZ 1. Which industry standard lists minimum equipment efficiency requirements for small rooftop units? a. ASHRAE Standard 55 b. ASHRAE Standard 62.1 c. ASHRAE Standard 90.1 d. AHRI Standard 885 2. Minimum efficiency requirements regulated by the U.S. Department of Energy (DOE) supersede the efficiency requirements listed in ASHRAE Standard 90.1. a. True b. False 3. In a single zone VAV system, when the supply fan speed has been reduced to minimum, and the space cooling load continues to decrease, the supply air temperature setpoint begins to be reset to avoid overcooling the space. a. upward b. downward 4. In a single zone VAV system, when the supply fan speed is reduced to 50% of full speed, the fan input power is reduced to % of full power. a. 12.5% b. 33% c. 50% d. It depends on the duct static pressure setpoint 5. Modulating gas heat enables the supply fan to use variable speed control during the heating mode. a. True b. False 6. In a multiple zone VAV system, when the supply fan speed is reduced to 50% of full speed, it is not able to deliver any lower than 50% of full airflow. a. True b. False 7. Recent versions of ASHRAE Standard 90.1 have required demand controlled ventilation to be used in more types of spaces (with lower occupant densities). a. True b. False 2017 Trane a business of Ingersoll Rand APP-CMC061-EN l 46