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Agenda and Objectives Trane Engineers Newsletter Live Series Rooftop variable-air-volume (VAV) systems are used to provide comfort in a wide range of building types and climates. This ENL discusses HVAC system design and operating strategies that can save energy in these systems. By attending this event you will be able to: 1. Identify cost-effective strategies to reduce the energy used by rooftop VAV systems 2. Summarize how to analyze the economic benefit of various energy-savings strategies 3. Identify system-level control strategies that improve the performance and flexibility of rooftop VAV systems. Agenda 1) Overview of a rooftop VAV system (components, benefits, challenges, code requirements) 2) Equipment configuration strategies a) high-efficiency versus standard efficiency (EER, IPLV) b) air-to-air energy recovery c) relief fan versus return fan d) air-cooled evaporative condensing e) hot gas bypass f) fan-powered VAV g) ECMs on fan-powered VAV boxes 3) System design strategies a) Single-zone VAV (arenas, auditoriums, gymnasiums, sanctuaries) b) Hot gas reheat for unoccupied humidity control c) Duct design d) Twinning units into a shared supply duct system? e) DOA unit delivering cold OA direct to spaces or dual-duct boxes f) Maintenance program 4) Optimized system control strategies a) Airside economizing b) Optimum start/stop c) Fan-pressure optimization d) Supply-air temperature reset e) Ventilation optimization: DCV (TOD schedule, occupancy sensor, CO2 sensor) combined with ventilation reset 4) Example TRACE analysis 5) Summary

Presenters Trane Engineers Newsletter Live Series (2006) Phil Baggett marketing engineer large rooftops Trane Since starting with Trane in 1968 Phil has served in several roles of increasing responsibility in manufacturing engineering, product marketing, training, product planning, and product management organizations. Phil's primary responsibility as marketing engineer for large rooftop products is to identify and implement product change opportunities, and new product-platform development initiatives. He is also responsible for identifying and assisting in the development of sales and application tools to support those initiatives. John Murphy senior applications engineer Trane John has been with Trane since 1993. His primary responsibility as an applications engineer is to aid system design engineers and Trane sales personnel in the proper design and application of HVAC systems. His main areas of expertise include dehumidification, air-to-air energy recovery, psychrometry, ventilation, and ASHRAE Standards 15, 62.1, and 90.1. John is the author of numerous Trane application manuals and Engineers Newsletters, and is a frequent presenter on Trane s Engineers Newsletter Live series of satellite broadcasts. He is also the primary author of the Trane Air Conditioning Clinics, a series of training manuals on HVAC fundamentals. John is a member of ASHRAE, has authored several articles for the ASHRAE Journal, and is a member of that society s Moisture Management in Buildings and Mechanical Dehumidifiers technical committees. Paul Solberg senior principal applications engineer Trane A mechanical engineer from the University of Wisconsin at Platteville, Paul is a 26-year veteran of Trane. He specializes in compressor and refrigeration systems, and has authored numerous Trane publications on these subjects, including application manuals, engineering bulletins, and Engineers Newsletters. Paul served in the technical service and applications engineering areas at various manufacturing locations, where he developed particular expertise supporting split systems, small packaged chillers, rooftop air conditioners, and other unitary products. Justin Wieman C.D.S. marketing engineer Trane After finishing the Trane Graduate Training Program in 2001, Justin joined the Customer Direct Service (C.D.S.) group as a marketing engineer. Since then he has provided support for various Trane software applications. Presently he is team leader for Trane s Analysis Software group, and project manager for the Trane Air-Conditioning Economics (TRACE 700) product family.

Energy-Saving Strategies for Rooftop VAV Systems an Engineers Newsletter Live telecast 2006 American Standard All rights reserved rooftop VAV systems Energy-Saving Strategies Equipment configurations Alternative system designs Optimized system controls 1

Ingersoll Rand - Course ID 0090004836 1.5 Trane is a Registered Provider with The American Institute of Architects Continuing Education Systems. Credit earned on completion of this program will be reported to CES Records for AIA members. Certificates of Completion for non-aia members available on request. This program is registered with the AIA/CES for continuing professional education. As such, it does not include content that may be deemed or construed to be an approval or endorsement by the AIA of any material of construction or any method or manner of handling, using, distributing, or dealing in any material or product. Questions related to specific materials, methods, and services will be addressed at the conclusion of this presentation. 2

Copyrighted Materials This presentation is protected by U.S. and international copyright laws. Reproduction, distribution, display, and use of the presentation without written permission of Trane is prohibited. 2010 Trane, a business of Ingersoll-Rand. All rights reserved. AIA continuing education Learning Objectives Participants will learn the following about rooftop VAV systems: Cost-effective strategies to reduce energy use How to analyze economic impact of various energy-saving strategies 3

Today s Presenters Justin Wieman marketing engineer Phil Baggett marketing engineer John Murphy applications engineer Paul Solberg applications engineer ASHRAE Standard 90.1 and 62.1 Requirements Energy-saving strategies for rooftop VAV systems 4

Rooftop VAV System packaged DX rooftop air conditioner return ductwork supply ductwork supply-air diffusers VAV terminal units BAS Satisfy Occupant comfort Code (or standard) minimum requirements ASHRAE 90.1-2004 ASHRAE 62.1-2004 5

ASHRAE 90.1-2004 Rooftop VAV Systems Mandatory Equipment efficiency Controls Prescriptive Economizers Limitation on reheat Design fan power Fan control Energy recovery Hot gas bypass packaged rooftop (air-cooled) Equipment Efficiencies Size Category Heating Section Type Minimum Efficiency <65,000 Btu/h All 12.0 SEER* 65,000 Btu/h and <135,000 Btu/h 135,000 Btu/h and <240,000 Btu/h 240,000 Btu/h and <760,000 Btu/h Electric Resistance Other Electric Resistance Other Electric Resistance Other 760,000 Btu/h Electric Resistance Other 10.3 EER 10.1 EER 9.7 EER 9.5 EER 9.5 EER, 9.7 IPLV 9.3 EER, 9.5 IPLV 9.2 EER, 9.4 IPLV 9.0 EER, 9.2 IPLV *NAECA requires 13.0 SEER 6

Zone Thermostatic Controls Required for each zone Perimeter can be treated differently 5º F deadband Dual setpoint or deadband (can be software for DDC) systems 15,000 Btu/h Automatic Shutdown Automatic 7-day/week time clock with 10-hour battery backup Exception: 2-day/week thermostat for residential applications Occupancy sensor Manually operated timer (maximum duration: 2 hours) Security system interlock 7

systems 15,000 Btu/h Setback Controls Climate zones 2-8: Lower heating setpoint to 55 F or less Climate zones 1b, 2b, 3b (hot/dry): Automatically restart, temporarily operate Raise cooling setpoint to 90 F or higher, or Prevent high space humidity levels mandatory HVAC provisions Other Off-Hour Controls Provide optimum start if system supply-air capacity > 10,000 cfm Zone isolation: 25,000 ft² maximum zone size on one floor Isolation devices to shut off outdoor and exhaust airflow Central systems capable of stable operation 8

ventilation High Occupancy If outdoor airflow > 3,000 cfm and design occupancy > 100 p/1000 ft² Automatically reduce outdoor air intake below design requirements when spaces are partially occupied Exception: Systems with exhaust-air energy recovery complying with Section 6.5.6.1 ASHRAE 90.1-2004 Rooftop VAV systems Mandatory Equipment efficiency Controls Prescriptive Economizers Limitation on reheat Design fan power Fan control Energy recovery Hot gas bypass 9

Std 90.1 economizer requirements Exception (a) System 135,000 Btu/h? Economizer required 2006 American Standard All rights reserved c marine 4b System 65,000 Btu/h? Economizer required b dry a moist Economizer NOT required airside economizer use Exceptions (a) (b) (c) (d) Individual fan-cooling units with less-than-minimum capacities installed in specific climate zones Systems with gas-phase outdoor air cleaning to meet ASHRAE Standard 62 Systems with > 25% of supply air serving spaces humidified above 35 F DP for process needs Systems with condenser heat recovery 10

airside economizer use Exceptions (e) (f) (g) (h) (i) Residential space systems with capacities < 5 limit in Exception (a) Space sensible cooling load transmission + infiltration load at 60 F Systems that operate < 20 hr/wk Supermarket applications, where outdoor air for cooling affects open refrigerated cases Systems with high mechanical cooling efficiency ( Table 6.3.2 requirements) Simultaneous Heating Cooling Zone controls No reheating No recooling No mixing or simultaneously supplying mechanically-cooled and mechanically-heated air Exceptions based on zone airflow 11

simultaneous heating cooling Exceptions Zone airflow does not exceed whichever is largest: ASHRAE Standard 62 zone requirements for outdoor air 0.4 cfm/ft² 30% of supply air 300 cfm ASHRAE Standard 62 equation simultaneous heating cooling Exceptions Zones with special pressurization requirements Zones with code-required minimum circulation rates Site-recovered or sitesolar energy provides 75% of reheat energy 12

dehumidification Exceptions Reducing supply airflow to 50%, or minimum ventilation rate Systems < 6.67 tons that can unload at least 50% Systems smaller than 3.3 tons dehumidification Exceptions Systems with specific humidity requirements (museums, surgical suites) 75% of reheat/recool energy is site-recovered or site-solar 13

Fan Power Limitation Allowable nameplate motor power Supply air volume Constant volume Variable volume < 20,000 cfm 1.2 hp/1,000 cfm 1.7 hp/1,000 cfm 20,000 cfm 1.1 hp/1,000 cfm 1.5 hp/1,000 cfm Air System Control VAV fan control Motors 15 hp require Variable-speed drive or Vaneaxial fan with variable-pitch blades or Design wattage 30% at 50% air volume DDC systems must include setpoint reset (fan-pressure optimization) 14

Airside Energy Recovery Required if: Supply air capacity 5,000 cfm Minimum outdoor air 70% Recovery system effectiveness 50% Hot Gas Bypass Rated capacity of system 240,000 Btu/h 50% > 240,000 Btu/h 25% Maximum HGBP capacity, % of total capacity Applied in systems with stepped or continuous unloading Exception: Packaged unitary systems 90,000 Btu/h (7.5 tons) 15

ASHRAE 62.1 Ventilation Requirements Design Operation: Calculate zone ventilation airflow Determine air distribution effectiveness Calculate system design ventilation intake airflow Dynamically calculate system ventilation airflow In VAV system, fixed damper position does not meet requirements Base Rooftop VAV System Equipment efficiency Zone controls Economizer Airside energy recovery Hot gas bypass Ventilation Simultaneous heating and cooling Design fan power Fan control 16

Equipment Configuration Strategies Energy-saving strategies for rooftop VAV systems High-Efficiency Equipment Benefits Reduced operating cost Potential energy rebates Meet mandated energy codes Environmentally intelligent, reduces greenhouse gas emissions Drawbacks Higher first cost Extended return on investment in some areas 17

High-Efficiency Equipment High-efficiency supply and exhaust fan motors Insist on NEMA Premium rated Additional evaporator coil rows Additional condenser coil capacity High-Efficiency Equipment Standard efficiency rooftop (Alt 1) 9.6 EER 604 gross MBH High-efficiency rooftop (Alt 2) 10.4 EER 644 gross MBH 18

High-Efficiency Equipment Example energy savings Three story 60,000 sq. ft office building VAV with reheat system Default settings for building type and exposures Alameda, CA weather data and PG&E utility rate System Analyzer Alt 1 $18,286 Alt 2 $17,300 19

High-Efficiency Equipment Reduced fossil fuel emissions CO 2 SO 2 NO x -5,415 lbm/yr -5,956 gm/yr -8,122 gm/yr Air-to-Air Energy Recovery EA total-energy wheel OA 20

2006 American Standard All rights reserved total-energy recovery: Example in Cooling Mode 30 35 40 45 50 55 85 wet-bulb temperature, F 80 60 65 30 40 50 60 70 80 90 100 dry-bulb temperature, F 70 75 2.2 tons 1,000 cfm RA OA' OA pre-cools and pre-dehumidifies OA 180 160 140 120 100 80 60 40 20 0 110 humidity ratio, grains/lb of dry air 2006 American Standard All rights reserved total-energy recovery: Example in Heating Mode 30 35 OA 40 45 50 55 OA' 85 wet-bulb temperature, F 80 60 65 30 40 50 60 70 80 90 100 dry-bulb temperature, F 70 75 24 MBh 1,000 cfm RA pre-heats and pre-humidifies OA 180 160 140 120 100 80 60 40 20 0 110 humidity ratio, grains/lb of dry air 21

Air-to-Air Energy Recovery Benefits Reduces cooling, dehumidification, heating, and humidification energy Allows equipment downsizing Drawbacks Increases fan energy Requires exhaust air be routed back to rooftop unit Air-to-Air Energy Recovery Size energy-recovery device for minimum outdoor airflow Strive for balanced airflows Integrate control with airside economizer operation How much cross-leakage is acceptable? Provide a means of capacity control 22

Building Pressure Control intake airflow relief airflow + + + + + + + + control based on RA plenum pressure Central Return Fan RL return fan RA P relief damper P P space SA OA flow-measuring damper space EA 23

modulated control Central Relief Fan RL RA P relief fan P space SA OA flow-measuring damper space EA Return vs. Relief Fan? Return Fan Partial static placed on return fan Use in systems with high RA pressure drop Relief Fan Supply fan must be sized for entire static Two continuous motors to provide ventilation air (+) Pressurized diverting plenum RA leakage out relief dampers Intermittent relief fan operation Reduced operating cost (-) Pressurized diverting plenum OA leakage in relief dampers 24

Air-Cooled Condenser propeller fan OA OA finned-tube condenser coils Evaporative Condenser fan condenser coil sump pump 25

condensing Air-Cooled vs. Evaporative air-cooled condenser pressure expansion evaporative condenser evaporator compressor enthalpy Avoid Hot Gas Bypass Purpose Frost prevention Stabilize discharge temperature HGBP One step greater capacity poor energy efficiency 26

Avoid Hot Gas Bypass Choose units that maximize the stages of compression Use intertwined coils Don t oversize rooftop tonnage maximizes suction temperature Use frost control Remember that the average air condition is what is important parallel Fan-Powered VAV heating coil (second stage of heat) cool primary air from rooftop unit warm air recirculated from ceiling plenum (first stage of heat) 27

ECM Fan-Powered Boxes Benefits Reduces VAV terminal fan energy Drawbacks ECM Efficiency 0.6 energy input, kw/cfm 0.5 0.4 0.3 0.2 permanent split capacitor (PSC) motor 0.1 electrically-commutated 0 motor (ECM) 0 500 1000 1500 2000 2500 airflow, cfm 28

ECM Fan-Powered Boxes Benefits Reduces VAV terminal fan energy Greater airflow range Capability for self-balancing Less-annoying sound levels Drawbacks Higher first cost Potential for disruptive harmonic currents Equipment Configuration Strategies High efficiency Energy recovery Exhaust fan Evaporative condenser Avoid hot gas bypass Fan-powered boxes Electronically commutated motors 29

Alternative System Designs Energy-saving strategies for rooftop VAV systems Single-Zone VAV EA RA space T T OA SA 30

single-zone VAV Benefits Lower operating cost Reduces fan speed at part load Reduced sound levels Reduces fan-generated noise at part load Improved dehumidification Continues to supply cool, dry air at part load Simple controls and standard equipment single-zone VAV Application Considerations Large zones should have uniform loads Design air distribution system for variable airflow Short, symmetrical ducts Size for low-to-medium duct velocities Diffusers that prevent dumping Consider need for zone heating 31

single-zone VAV Application Considerations Prevent overcooling the zone SA temperature reset Employ CO 2 -based DCV single-zone VAV CO 2 -Based DCV EA RA flow-measuring damper space T CO 2 T OA SA 32

humidity control Unoccupied Mode RA reheat RH space SA dehumidification space unoccupied humidity control Hot Gas Reheat airflow evaporator condenser reheat coil reheat valve compressor 33

Dedicated OA System VAV rooftop (recirculating) dedicated outdoor-air unit SA RA CA OA dual-duct VAV terminals Alternative System Designs Single-zone VAV Demand-controlled ventilation Humidity control Dedicated outdoor-air unit in conjunction with rooftop 34

Optimized System Controls Energy-saving strategies for rooftop VAV systems Airside Economizer 100 heating modulated econ integrated econ mech cooling OA intake flow, % min heating capacity outdoor air mech clg capacity 0 cold OA temperature hot 35

High-Limit Shutoff Disable econ Enable econ (minimum OA) (up to 100% OA) Control type when OA is: when OA is: Fixed dry bulb Warmer than Cooler than fixed setting fixed setting Fixed enthalpy Higher enthalpy Lower enthalpy than fixed setting than fixed setting Differential Higher enthalpy Lower enthalpy enthalpy than RA than RA VAV system (Cincinnati, Ohio) Energy Comparison 100 HVAC energy consumption, % of base 95 90 85 80 9% 10% 11% 75 none 65 F fixed DB 28 Btu/lb fixed h differential enthalpy 36

Optimal Start occupied heating setpoint unoccupied heating setpoint system on optimal start occupied hours system off mid 6 AM noon 6 PM mid Optimal Stop occupied heating setpoint unoccupied heating setpoint system on optimal stop occupied hours system off drift below occupied setpoint mid 6 AM noon 6 PM mid 37

Supply Fan Control supply fan ~2/3 distance down main duct P VAV boxes Fan Pressure Optimization supply fan static pressure sensor P VAV boxes communicating BAS 38

Part-Load Energy Savings static pressure duct static pressure control fan-pressure optimization airflow Reduced Risk of Fan Surge static pressure surge duct static pressure control fan-pressure optimization airflow 39

SA Temperature Reset Decreases compressor energy Higher suction pressure More hours of modulated economizing Decreases reheat energy Increases fan energy Raises humidity level in the zones To Reset or Not to Reset Mild climates (many hours when OADB < 60 F) Minimum VAV airflow settings > 30% Efficient air distribution system Interior zones with varying cooling loads Hot climates or humid climates (few hours when OADB < 60 F) Efficient part-load fan modulation Inefficient air distribution system Zones with near-constant cooling loads 40

SAT reset based on OA temperature Example SA temperature setpoint, F 61 60 59 58 57 56 55 50 55 60 65 70 75 80 outdoor dry-bulb temperature, F SAT reset based on critical zone Example BAS lounge rest room storage office T T vestibule corridor reception area T elevators T T T office conference rm computer room 41

SAT reset Application Considerations Design zones with nearly-constant cooling loads for warmer (reset) SAT May require larger VAV terminals and ductwork Allows SAT reset while still providing needed cooling to these zones Design an efficient air distribution system Employ fan-pressure optimization SAT reset Application Considerations Analyze the system Will compressor and reheat energy savings outweigh additional fan energy? Consider impact on zone humidity Disable reset when humid outside Use a humidity sensor to disable reset when zone humidity gets too high 42

ASHRAE 62.1-2004 Dynamic Reset of OA May reset OA intake flow or zone OA flow in response to: Variations in zone population (DCV) Variations in ventilation efficiency due to changes in airflow (ventilation reset) ventilation optimization Zone Level: DCV lounge rest room TOD mech room BAS storage office CO 2 AHU OCC vestibule corridor reception area elevators OCC CO 2 office conference rm computer room 43

ventilation optimization System Level: Vent Reset rooftop unit with controls OA Reset outdoor airflow (Vot) SA RA CO 2 OCC CO 2 OCC communicating BAS New OA setpoint (Vot) DDC/VAV terminals Required ventilation (Voz) Actual primary airflow (Vpz) ventilation optimization DCV and Vent Reset Assures each zone receives proper ventilation without requiring a CO 2 sensor in every zone Enables documentation of actual ventilation system performance System-level ventilation reset equations are defined by ASHRAE 62 44

Optimized System Controls Economizer Optimal stop and start Fan pressure optimization Supply air temperature reset Demand controlled ventilation and ventilation reset Analysis Energy-saving strategies for rooftop VAV systems 45

Building Analysis Tools TRACE 700 HVAC load design and analysis software Comprehensive energy and economic analysis for virtually any building rooftop VAV system Example Analysis Optimized System Optimal start SA temperature reset Ventilation optimization Fan-pressure optimization Total-energy wheel Comparative enthalpy economizer Parallel FPVAV (perimeter zones) 46

rooftop VAV system HVAC Energy Savings 100 HVAC energy consumption, % of base 80 60 40 20 0 Atlanta Los Angeles Minneapolis base system optimized system rooftop VAV system HVAC Energy Savings 100 HVAC energy consumption, % of base 80 60 40 20 0 Atlanta Los Angeles Minneapolis complies with 90.1 and 62 optimized system 47

Keep the system working properly Energy-saving strategies for rooftop VAV systems Proper Maintenance Periodic maintenance enhances unit performance Always perform airside maintenance first Inspect air filters regularly, clean or replace as necessary 0.1 inch of additional static pressure increases supply motor kw by 7% Inspect condensate drains and traps whenever filters are inspected, clean as needed 48

Proper Maintenance Periodic maintenance enhances unit performance Inspect fresh- and return-air damper mechanisms Clean blades as necessary Verify all damper linkages move freely Check supply/relief fan motor and shaft bearings, lubricate, repair, or replace as necessary Proper Maintenance Periodic maintenance enhances unit performance Inspect evaporator and condenser coils for dirt buildup, clean as needed Make sure that condenser fans rotate freely, check bearings for wear Verify all condenser fan mountings are secure 49

Proper Maintenance Periodic maintenance enhances unit performance #1: Improper refrigerant charge Overcharging decreases superheat and increases subcooling 10% overcharge can increase compressor kw by approximately 3.5% at design conditions Proper Maintenance Periodic maintenance enhances unit performance #1: Improper refrigerant charge Undercharging increases superheat and decreases subcooling resulting in capacity loss Always charge according to manufacturers recommendations, and instructions 50

Answers to Your Questions This concludes the American Institute of Architects Continuing Education System Program Energy-saving strategies for rooftop VAV systems Energy-efficient rooftop VAV systems Equipment configuration strategies Alternative system designs Optimized system controls Analysis Maintenance 51

references for this broadcast Where to Learn More www.trane.com/ engineersnewsletter watch past programs ENL Archives Insightful topics on HVAC system design: Chilled-water plants Air distribution Refrigerant-to-air systems Control strategies Industry standards and LEED Energy and the environment Acoustics Ventilation Dehumidification www.trane.com/enl 52

mark your calendar 2007 ENL Broadcasts Feb 21 Sep 12 Nov 14 Waterside heat recovery Humidity control LEED case studies 53