Battery Design Considerations

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Battery Design Considerations For general safety, and New York requirements Victoria Carey March 12, 2018 1 SAFER, SMARTER, GREENER

DNV GL in Brief 153 14,000 2

DNV GL Energy Storage Expertise FEASIBILITY Market & regulatory intelligence Utility grid integration Sizing, technology selection and business case modelling Technology & controls review & verification Standards development TESTING Battery cell & module performance testing Battery fire safety Power electronic converter performance testing Battery controls validation testing & development Battery life estimation DEVELOPMENT & ENGINEERING Degradation assessment & warranty verification Resource, energy & financial optimization Due diligence and independent engineering Project and site safety analysis & code compliance Procurement and contracting support CONSTRUCTION Certification of equipment Owner s engineer Bank s engineer Factory acceptance tests Site acceptance tests OPERATION Inspection, test and assessment of asset condition, performance & remaining lifetime Monitoring, operation and optimization Forensics Life extension and upgrades 3

Electrical Energy Storage Technologies Image: DNV GL - GRIDSTOR 4

Energy Storage Technology Image Credit: Nissan Image Credit: Tesla 5

Key Storage Design Principles Develop for functionality and safety Chemical properties Electrical considerations Mechanical and physical considerations Lifecycle phases Design and process planning Manufacturing Transport and warehousing Installation and commissioning Monitoring, operations and maintenance End of life and decommissioning 6

Failure and risk analysis Threats Hazard Event Consequences Barriers preventing threat inception from reaching hazard event Barriers to mitigate hazard event once it has occurred 7

Current and Developing Standards There is no single definitive set of standards currently in force for all energy storage systems Current and developing standards: NYC Requirements NEC 2017 IFC 2018 and 2021 (draft) IBC 2018 NFPA 855 (draft) UL body of certification requirements / standards as applicable DNV GL GRIDSTOR Recommended Practices; PQP and destructive testing Standards are being co-opted from other electrical, chemical, and safety standards or are being developed as specific to storage concerns by but not limited to the following groups: ACI, ANSI, ASCE, ASHRAE, ASME, ASTM, DOT, ICC, IEC, IEEE, ISO, NEC, NESC, NEMA, NETA, NISTIR, NRTL, OSHA, and UN. 8

UL Standards / Testing Requirements Image Credit: Underwriters Laboratories (UL), LLC From SPI, Energy Storage System Installation Codes presented by J. Fecteau, J.Taecker, J.Simpson 9

UL Standards / Testing Requirements UL 1741 Standards for Inverters, Converters, Controllers and Interconnection System Equipment for Use with DER UL 1642 - Standard for Lithium Batteries General performance testing and preparation Electrical tests (short circuit, abnormal charge, forced discharge) Mechanical tests (crush, impact, shock, vibration) Environmental tests (heat, temperature, low pressure) Fire exposure test (projectile) UL 1973 Standard for Batteries for Use in Stationary, Vehicle Aux Power, and LER Applications Construction Performance (Deeper dive electrical, mechanical, environmental tests; tolerance to internal cell failure or cascading protections ) Manufacturing 10

UL Standards / Testing Requirements UL 9540 Standard for Energy Storage Systems and Equipment Construction (types, safety analysis, connections, grid interaction, code compliance) Performance Electrical (Normal operations, voltage, grounding, etc) Mechanical (Safety of moving parts, chemical leakage) Environmental (Full container appropriateness for specific locations) Manufacturing and installation specific criteria UL 9540a Standard for Safety Test Method for Evaluating Thermal Runaway Fire Propagation In Battery Energy Storage Systems Cell, module, and system forced thermal runaway measure temperature at which venting occurs, composition of gases released, heat flux, and impact on nearby systems Installation level effectiveness of sprinklers and fire protection 11

Implications for New York The establishment of national or international standards will support streamlining of processes and requirements Move from systems being assessed on a one-off basis by AHJs to a more standardized process Current standards provide a baseline - field history and body of test data will expand as more systems are installed The proof will provide more confidence in current standards, or more development and specificity for future standards 12

Thank you Victoria Carey victoria.carey@dnvgl.com +1 267.517.2126 www.dnvgl.com SAFER, SMARTER, GREENER The trademarks DNV GL, DNV, the Horizon Graphic and Det Norske Veritas are the properties of companies in the Det Norske Veritas group. All rights reserved. 13