Clinical Alarm Effectiveness: Recognizing & Mitigating Risk to Patient Care

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Clinical Alarm Effectiveness: Recognizing & Mitigating Risk to Patient Care Thomas Bauld, PhD, CCE, Biomedical Engineer National Center for Patient Safety (NCPS) Elena Simoncini, Clinical Engineer VA Boston Healthcare System

Clinical Alarms: alarm systems that are either built in or attached to medical equipment and monitoring systems, and that are triggered by physiological changes in the patient, by variations in measured parameters or by system problems. Alarm Fatigue: the psychological effect produced by too many alarms occurring in a clinical environment, causing clinicians to miss true clinically significant alarms. Non Actionable ( nuisance ) Alarms: alarms that are not clinically relevant and are not treated. 1

The Joint Commission s Sentinel Event database includes reports of 98 alarm related events between January 2009 and June 2012. Of the 98 reported events, 80 resulted in death, 13 in permanent loss of function, and five in unexpected additional care or extended stay. The Joint Commission Sentinel Event Alert 2

A study in 2011 involving a patient monitor in an operating room recorded a total of 124 hours of intraoperative monitoring and measured 8,975 alarms during that timeframe, with an average of 1.2 alarms per minute. This study concluded that nearly 80% of the 8,975 alarms had no clinical consequences. 3

Section 1: Joint Commission Sentinel Event Alert Medical Device Alarm Safety in Hospitals 4

Factors Contributing to Alarm Related Sentinel Events: Absent or inadequate alarm systems Improper alarm settings Alarm signals not audible Alarm settings inappropriately turned off Alarm fatigue Alarm settings that are not customized to the individual Inadequate staff training on proper use of equipment Inadequate staffing Lack of integration of alarms between medical devices Equipment malfunctions and failures 5

Devices with Alarms Physiological monitors Telemetry monitors Ventilators Infusion Pumps Anesthesia Machines Compression Pumps Feeding Pumps Nurse Call System Bed Alarms (just to name a few ) 6

Overview of Joint Commission Sentinel Event Alert (SEA)#50 SEA Recommendation 1. Leadership ensures that there is a process for safe alarm management and response in high risk areas. 2. Prepare an inventory of alarm equipped medical devices and identify the default alarm settings and the limits appropriate for each care area. 3. Establish guidelines for alarm settings on alarmequipped medical devices. Process for Implementation Create or update Medical Center Policy & Standard Operating Procedure (SOP) Collaborate & Define Alarm data gathering Team sets standards Establish guidelines Create cognitive aid 1 of 3 7

SEA Recommendation 4. Establish guidelines for tailoring alarm settings and limits for individual patients. 5. Inspect, check, and maintain alarm equipped devices to provide for accurate and appropriate alarm settings, proper operation, and detectability. 6. Provide all members of the clinical care team with training on the organization s process for safe alarm management and response. 7. Change single use sensors (ex. ECG leads) according to manufacturer s recommendations, unless contraindicated. Process for Implementation Establish guidelines Create cognitive aid Ensure clinical users and Biomed staff have & follow policies Training and education Create cognitive aid Process change 2 of 3 8

SEA Recommendation 8. Assess whether the acoustics in patient care areas allow critical alarm signals to be audible. 9. Re establish priorities for the adoption of alarm technology. 10. Establish a cross disciplinary team to address alarm safety and the potential impact of alarm fatigue in all patient care areas. 11. Share information about alarm related incidents, prevention strategies, and lessons learned. Process for Implementation Investigate physical environment Leadership / organizational planning Form facility committee Create Policy and SOP Investigation and analysis Act on findings Communication 3 of 3 9

Facility Level Workgroup Formation Members: 1. Clinicians 2. Clinical Engineering/Biomedical Engineering 3. Information Technology 4. Risk management 5. Patient Safety Goals: 1. Establish process for improvement of alarm policies and configurations 2. Review trends and patterns in alarm related events 3. Implement alarm system management policy 10

Section 2: Veterans Healthcare Administration (VHA) Clinical Alarms Committee 11

Members Team formed following the AAMI Alarms Summit in October 2011 Representatives from: Office of Nursing Service (ONS) Healthcare Technology Management (HTM) Group National Center for Patient Safety (NCPS) VHA Office of Health Information Product Effectiveness 12

Goals Research current best practices inside and outside of VHA Supported through a VHA survey administered in 2013 Share those best practices with VHA team Increase risk awareness of clinical alarm fatigue Provide education on the latest technological developments Communicate best practices to help manage The Joint Commission Sentinel Event Medical device alarm safety in hospitals Ultimate Goal: improve care, safety, and reduce risk of adverse events for our veteran patients 13

Section 3: Preliminary Findings from VHA National Clinical Alarm Survey Results

Overview 43 VHAs surveyed 2,845 responses Monitor Tech/Health Tech Provider (APRN/MD/DO/CRNA) Facility Risk Manager/Patient Safety Manager Staff Respiratory Therapist (RT) 8% 3% 4% 2% 1% 1% 1% 3% Staff Biomedical Engineer/Senior BMET/BESS RT Manager Biomedical Engineer Chief/Manager Nursing Informatics Nurse Manager/Supervisor/ Administrator 16% 60% Staff Nurse (RN/LPN/LVN) Please note: These are preliminary findings

100% 80% 60% 40% 20% 0% Frequency of Training on Use of Clinical Alarm Monitors and Equipment 11% 34% 21% 34% A few times per year Once per Year Once every few years Never 100% Would you be able to sleep if you were a patient? 100% Developed Clinical Alarm Policy in Past Year? 80% 60% 52% 80% 60% 58% 40% 20% 19% 29% 40% 20% 13% 30% 0% Yes No Don't Know 0% Yes No Don't know Please note: These are preliminary findings 16

VHA's Employing Monitor Techs Yes 21% No 71% Don't Know 7% Number of Patients Observed by Each Monitor Tech Less than 5 5 10 14% 18% 10 20 35% 20 30 25% Greater than 30 9% Please note: These are preliminary findings 17

Question Patients find the noise and frequency of clinical alarms to be distracting during the nighttime. Patients find the noise and frequency of clinical alarms to be distracting during the daytime. Strongly Disagree Disagree Neutral Agree Strongly Agree 4% 9% 18% 35% 35% 5% 14% 20% 38% 23% The large number of clinical alarms that staff is required to respond to is causing alarm fatigue. False alarms or non actionable/nuisance alarms are taking away from my ability to administer patient care. The number of clinical alarm sounds and signals makes it difficult for me to identify the actionable alarms. On an average shift, environmental background noise interferes with my ability to recognize clinical alarms. False alarms or non actionable/nuisance alarms sometimes influence me to either turn off (disable) the alarm or turn down its volume. 7% 24% 23% 26% 20% 10% 28% 22% 29% 10% 9% 35% 19% 24% 13% 12% 36% 17% 26% 10% 24% 32% 14% 24% 6% Please note: These are preliminary findings 18

Goals in Action: VA Boston Healthcare System Alarms Project 19

Project Overview Two Intensive Care Units observed: Progressive Care Unit (PCU): 9 beds, 3:1 patient to nurse ratio Cardiac Care Unit (CCU): 8 beds, 2:1 patient to nurse ratio 3 PCU 2 Noise Meters Central Station 1 CCU

Methods PCU Sound level sampled once every 5 seconds recording in decibels (db) Developed EXCEL formulas to filter and analyze data CCU Sound level recorded once per second recording in decibels (db) Developed EXCEL formulas to filter and analyze data Used Philips Research Data Export (RDE) tool to record medium (yellow) and high (red) priority alarms (CCU only) SoundEar Data Logging Noise Sign Extech SDL600 Soundlogger 21

Noise Levels 70 Patient Room Comparison 60 Sound Level (db) 50 40 30 20 10 45 db Guideline CCU Bed 7 PCU Bed 12 0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 Time (Hours) 22

Noise Levels Continued 70 Central Station Comparison 60 Sound Level (db) 50 40 30 20 10 45 db Guideline CCU PCU 0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 Time (Hours) 23

Location Percentage of Time Spent Above 45 db (10pm 7am) Sample Size (# Readings) CCU Room #1 52 % 489,682 CCU Room #7 99 % 361,081 24

CCU Alarms Study Total # Alarms: 25640 (38 days) Avg. # Alarms/ bed / day: 85 For the 3 patients with the most alarms, each elicited: Consecutive alarms of the same type within a 5 minute span of each other for 3 hours These alarms were usually either PVCs, Pauses, or SpO2 related (32%) Alarms Per Bed 5525 # of Alarms 2004 3942 3876 1801 2175 3344 2957 1 2 3 4 5 6 7 8 Bed # 25

26

Outcomes of VA Boston Study Implemented an alarms committee to: Analyze alarm burden Strategize ways to follow advice put forth by AAMI, the ECRI Institute and the Joint Commission in the 2013 Sentinel Event Implement Standard Operating Procedures (SOPs) for all hospital employees on managing all high priority medical device alarms Implemented a noise committee Brainstorm and implement ways to counteract noise on high acuity units Using Research Data Export tool to study alarm burden on general patient floors and ICU s. Creating protocols to adjust alarm parameter limits, specifically SpO2 and PVC alarms to reduce un actionable alarms. 27

Conclusions Alarm fatigue is a real and serious problem in all areas of the hospital. The Joint Commission Sentinel Event shows ways to reduce alarm burden in high acuity areas by: Creating alarm task force Writing standard operating procedures Establishing guidelines Creating cognitive aids for staff Can use data from the VHA Alarms Committee survey and the VA Boston Healthcare System to make changes which better tailor alarms to patients and reduce false alarms. 28

Acknowledgements VHA Office of Health Information Product Effectiveness Team All members of the Veterans Healthcare Administration (VHA) Clinical Alarms Committee Staff at the VHA Boston Healthcare System: Lisa Bradley, Clinical Engineering Supervisor Jaspreet Mankoo, Clinical Engineer Teresa Presley, CCU Nurse Manager Maria Rivera, CCU Assistant Nurse Manager Helen Muller, PCU Acting Nurse Manager Rebecca Shultz, PCC RN Supervisor Worcester Polytechnic Institute (WPI) IQP Volunteer Team Brad Mello, Tyler Hanna, Matthew Gagnon, William Pinette 29

Questions? 30