Progress of the Transboundary Movement of Waste Under the Framework of the Basel Convention. Ibrahim Shafii Secretariat of the Basel Convention

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Progress of the Transboundary Movement of Waste Under the Framework of the Basel Convention Ibrahim Shafii Secretariat of the Basel Convention

Control of Transboundary Movements: Illegal Traffic Illegal Traffic refers to any transboundary movement of hazardous wastes (Art. 9): Without notification to all States concerned Without the consent of a State concerned With consent obtained from States concerned through falsification, misrepresentation, or fraud That does not conform in a material way with the documents That results in deliberate disposal (e.g. dumping) of hazardous wastes Illegal traffic is criminal (Art. 4(3))

National Implementation Each Party shall take appropriate legal, administrative and other measures to implement and enforce the provisions of this Convention, including measures to prevent and punish conduct in contravention of the Convention (Art. 4(4)) Each Party shall introduce appropriate national/domestic legislation to prevent and punish illegal traffic (Art. 9(5)) Model National Legislation to assist Parties in drafting national legislation (COP Dec. II/5) Checklist for the preparation of national legislation for the implementation of the Basel Convention (COP Dec. VII/32)

The Ban Amendment (1) COP Decision III/1: New Article 4 A Each Party listed in Annex VII (Parties and other States which are members of OECD, EC and Liechtenstein) shall prohibit all transboundary movements of hazardous wastes which are destined for final disposal operations to States not listed in Annex VII

Ban Amendment (2): Status Adopted at COP3 in 1995 63 Parties have ratified Not yet enter into force

E-Waste: Classification in Basel Convention Annex VIII (hazardous waste): A1180- WEE assemblies A1190- Cables A1150- Ashes from printed circuit boards incineration A 2010-Cathode ray tubes A1010, A1020, A1030, A1090 (waste containing heavy metals e.g. lead, mercury, copper, cadmium, etc) Annex IX (non-hazardous waste): B1110 (electrical and electronic assemblies

The COP Mandate on E-waste COP6 (Dec, 2002) Adopted Strategic Plan for Implementation of the Basel Convention; Identify priority waste streams (incl. e-waste) Adopted MPPI COP7 (Oct, 2004) Adopted Ministerial Statement on Partnership for Meeting the Global Waste Challenge Adopted partnership approach (incl. on e-waste) Adopted Work Programme (incl. on e-waste) COP8 (Nov-Dec, 2006) World Forum on E-waste was held Adopted Nairobi Declaration on ESM of E-waste Adopted decision VIII/2

E-waste problem in Asia Generation and flow E-waste generation is increasing both in developed and developing countries. Material flow is unclear in most Asian countries. Uncontrolled "Invisible flow" exists out of regulated recycling system, and it is likely to cause the inappropriate handling. International trade International trade of secondhand products or dismantled parts/ materials to Asian developing countries is increasing. Illegal trade such as disguise or smuggling can be found, that would lead to inappropriate reuse/recycling. Asian-wide cooperation is needed for identification of secondhand products and for controlling illegal trade.

Recycling of E-waste Environmental effects Environmental pollution is caused by uncontrolled recycling activities such as open burning of wires and cables. Two types of pollution are identified. Toxic compounds: PAH, PCB, PBDE, PCDD/DFs and heavy metals are reported for Guiyu, China. Open dumping: Residues from uncontrolled recycling. Health or risk assessment is also being carried out.

Separation of PCs and other E-waste on the road Photo: Terazono (2006) Usual scenery of print circuit board heating for removing IC-chips and Pb at Guiyu Photo: Yoshida (2004)

Removing valuable parts and metals Effluents after Cu recovery Storage at river side Crushing and Cu recovery (no photo) Open dumping of pulverized residues

Serious adverse impacts to environment and damage to the public health by inappropriate way for recycles and disposals of e-wastes in China

Case Study:China Open dumping of E-waste recycling residues and residential waste along the river at Guiyu Natural burning

Hong Kong s Observations Increasing flow of used electronics from developed countries Transshipped in the name of second-hand goods such as used appliances Sometimes even under the disguise of green wastes as such metal scrap or plastic waste

Hong Kong: Enforcement (Jan 04 to Sept 05) Suspected Illegal Shipments = 143 Prosecutions Initiated Illegal shipments = 63 Illegal e-waste e sites = 9 Waste Shipments Returned = 118

Hong Kong: Enforcement Difficulties Heavy marine traffic and high cargo turnover rate Misleading declarations Import under the disguise of second hand products Difficulty to distinguish waste from secondhand goods

Background of the Asia Pacific E-waste Project The AP Countries considered e-waste as a priority - Scoping Workshop on ESM of E-waste, Tianjin, China, Nov. 2002 Obstacles identified to manage e-waste properly - Lack of trained personnel, legislations, infrastructure, public awareness, etc. The 4-year AP Programme is carried out through concrete and well-targeted national and regional efforts by SBC and other partners (Governments, IGOs, UNEP, NGOs and industry) based on needs

The Asia Pacific E-Waste Project Launched: November 2005 Participating countries: Cambodia, China, India, Indonesia, Malaysia, Singapore, Sri Lanka, the Philippines,Thailand, Vietnam, Pacific Island countries Basel Convention Regional Centres: Beijing, Jakarta, SPREP Funding: Canada, Japan, Netherlands

The Asia Pacific E-Waste Project Goal: To enhance the capacity of Parties to manage e-waste in an ESM through public-private partnership, and preventing illegal traffic of hazardous e-waste Strategic Objectives: Assessment of situation: national inventories, information exchange, etc. Prevention and minimization: goals on waste reduction and minimization of quantities and quality Management: achieving ESM facilities Information and training: awareness, capacity building, exchange of best practices and technologies

The Asia Pacific E-Waste Project Ongoing Activities: Country Project Level Sri Lanka Development of national implementation plan for e- waste management National India Facilitating partnerships for ESM of E-waste: Phase I (NGO Project) National

The Asia Pacific E-Waste Project Ongoing Activities (cont): Country Project Level Indonesia Preliminary Inventory of e-waste National BCRC SEA Development of technical guidelines on methodology on Inventory of E-waste Development of technical guidelines on ESM Recycling, Reuse, Repair, Refurbishment and Disposal of E-waste Regional SPREP Pilot inventory of E-waste in 5 Pacific Countries Subregional

The Asia Pacific E-Waste Project: Ongoing Activities Country Project Level BCRC SEA Training workshop on ESM of e-waste Cambodia National inventory of e- waste Malaysia National inventory of e- waste Thailand National inventory of e- waste Vietnam National inventory of e- waste Regional National National National National Malaysia/Thailand /Singapore Pilot project on collection of mobile phones (DOWA) Subregional

The Asia Pacific E-Waste Project Completed Activity: Country Project Level BCRC Beijing, China Feasibilty Analysis to Develop a Centre of Excellence of Information on the ESM of E-waste at BCRC Beijing Regional

Work Programme 2007-2008 and beyond The Mobile Phone Partnership Initiative Phase 2 Data collection on TBM of MP 1-2 pilot collection of used and EoL MP Workshops on technical guidlines Global Partnership on E-waste Continuation of projects and activities in AP African and Latin American regions Global Partnership on computing equipment Opening dialogues with stakeholders Providing new and innovative information, guidance, and standards for evaluating/testing and labelling

Work Programme 2007-2008 and beyond (contd) Activities under the Nairobi Declaration: Development of Work Plan for ESM of E-waste Preparation of technical guidelines Monitoring development on ESM of e-waste Initiation of relevant activities through: Role of BCRCs Strategic partnership targeting e-waste Increased financial support Development of pilot projects and take-back systems Collaboration in preventing and combatting illegal traffic Life-cycle approach, promotion of clean technologies and green design Prevention of exports of end-of-life equipment in donations

Coordination with other E-Waste Related Activities G8 3Rs Initiative SBC participated in Ministerial Conference (April, 2005), Senior Official Meeting (March 2006), Asia 3R Conference (Oct 2006), 3R Workshop for East and SEA, ADB (Feb 2007) E-waste project in AP accepted as a concrete outcome of 3R Initiative European Legislations on E-waste WEEE Directive and RoHS Directive Amendments to Waste Shipment Reg. on e-waste Solving the E-waste Problem (StEP) UNEP/UNU initiative: mainly academic approach Global e-sustainability Initiative (GeSI) UNEP/DTIE and mobile phone manufacturers/service providers UNEP/DTIE IETC: e-waste guidelines development

FURTHER INFORMATION Secretariat of the Basel Convention International Environment House 15 Chemin des Anemones Chatelaine CH-1219 GENEVA, SWITZERLAND Website: www.basel.int E-mail: ibrahim.shafii@unep.ch