National Research Infrastructure Roadmapping in Europe

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1 National Research Infrastructure Roadmapping in Europe Drivers and Trends InRoad Isabel Bolliger University of Lausanne Swiss Graduate Institute for Public Administration Wroclaw, INROAD REGIONAL WORKSHOP 1

2 Content Research Policy and European Cooperation Drivers of Research Infrastructure roadmapping at national level Phases of ESFRI and impact on national roadmapping Challenges of current Research Infrastructure roadmapping Rationale for the future InRoad s contribution Wroclaw, INROAD REGIONAL WORKSHOP 2

3 Changing Focus of Science Policy From Research Technology Innovation Policy Need for more collaboration and a more systematic approach to knowledge production and diffusion Emphasis on accountability and collaboration among different actors RI roadmapping results from shift to innovation policy Competencies within EU treaties EU Trade Competition Research Education MS Wroclaw, INROAD REGIONAL WORKSHOP 3

4 European Research Policy Cooperation Until 80s intergovernmental cooperation foundation for a knowledge-based economy (Paris and Rome Treaties) During 80s research became programmed multi-annual research Framework Programmes Launch of ERA in 2000s European research cooperation became more complex and multi-layered Europe 2020 Strategy emphasises smart, sustainable and inclusive growth as a way to overcome the structural weaknesses but financial crisis Wroclaw, INROAD REGIONAL WORKSHOP 4

5 Drivers for RI roadmapping (1) ERA development and coordination of large-scale research infrastructures as an essential pillar of the ERA prioritized the stocktaking of material resources and facilities optimized at the European level ESFRI Mandated to develop a coherent and strategic approach to policymaking on research infrastructures in Europe Inventory of existing research infrastructures of pan-european relevance as a roadmap ESFRI roadmaps has been very influential in modernising national research infrastructure policies and planning Wroclaw, INROAD REGIONAL WORKSHOP 5

6 Drivers for RI roadmapping (2) Financial crisis Constraints on research budgets Need to further prioritize Research and Innovation Smart Specialisation Strategies (RIS3)/Structural Funds focus on identifying niche areas of competitive strength in regions to solve major societal challenges emphasizing greater co-ordination between different societal stakeholders aligning resources and strategies between private and public actors of different governance levels need to develop strategy Wroclaw, INROAD REGIONAL WORKSHOP 6

7 Other Drivers for national Roadmaps Wroclaw, INROAD REGIONAL WORKSHOP 7

8 ESFRI as Driver for national Roadmaps ESFRI Bulgaria Croatia Czech Republic Denmark Estonia Finland France Germany Greece Ireland Italy Lithuania Montenegro Netherlands Norway Poland Portugal Romania Slovenia Spain Sweden Switzerland United Kingdom Wroclaw, INROAD REGIONAL WORKSHOP 8

9 Phases of ESFRI roadmapping (1) 1 st phase: Incubation of projects Roadmap 2006 List of opportunities wish-lists of RI 2 nd phase: Assessment of implementation and prioritisation of projects Roadmap 2008/2010 Inventory of RI of pan-european relevance but still a list of opportunities Request of Council for prioritization, 60% of the RM implemented Assessment through High-Level Expert Group New rules (e.g. max 10 years as project on roadmap) Wroclaw, INROAD REGIONAL WORKSHOP 9

10 Phases of ESFRI roadmapping (2) 3 rd phase: Ecosystems approach Roadmap 2016 landscape analysis assessment of implementation AND scientific case Roadmap 2018: entire RI portfolio (projects + landmarks) Guidelines with very precise definitions of RI, lifecycle, phases of the lifecycle, etc. Monitoring pilot of landmarks (Scientific impact, good management, global dimension) Wroclaw, INROAD REGIONAL WORKSHOP 10

11 Phases of ESFRI roadmapping (3) 4 th phase: Challenges ahead? Find sound methodology for monitoring Long-term sustainability of RI landscape Role of ESFRI/European RI in the global context Etc.? Wroclaw, INROAD REGIONAL WORKSHOP 11

12 Trends in national RI roadmapping (1) Purpose of natioal RI roadmapping (multiple responses possible; N = 26) Planning instrument to prepare for the negotiations at European (ESFRI) and international levels Tool to differentiate between institutional and regional RI versus RI of (more than) national relevance 11% 30% List of strategic priorities, which are foreseen for funding List to achieve agreement on the RI with institutional, regional and national stakeholders Input for funding decisions on RI between institutional, regional and national stakeholders 19% 67% 74% Guide with strategic RI priorities for setting research policy priorities Tool supporting and monitoring the implementation of RI Inventory of existing RI (Bottom-up) list of the scientific user community on desired RI Identification of scientific needs and existing gaps 52% 41% 44% 33% 59% 0% 20% 40% 60% 80% Wroclaw, INROAD REGIONAL WORKSHOP 12

13 Trends in national RI roadmapping (2) Indicated Steps of the national RI roadmapping (N=27) Final Adoption Decision on RM Selecting RI Identify investment needs Strategic Evaluation Evaluation of Feasibility Scientific Evaluation Evaluation Setting up panel of experts Eligibility Check Prioritisation Publish Guidelines Mapping/Clustering of RI Landscape Analysis RM Proposals Consultation with scientific community Call (bottom-up) Public Consultation Preparations of Guidelines Planning (top down) Wroclaw, INROAD REGIONAL WORKSHOP 13

14 Trends in national RI roadmapping (3) Countries with RM: Interest to learn more Very Relevant Relevant Not relevant Not at all relevant N/A RI Funding Instruments (N=23) 35% 52% 9% Life cycle management of RI (N=22) 36% 59% 5% Timing of national and European RM (N=20) 20% 55% 25% Strategic decision-making (N=22) 55% 36% 5% Evaluation procedures (N=22) 45% 41% 9% Inventory/landscape analysis (N=20) 35% 55% 5% Planning and design of RM (N=20) 30% 55% 10% Involved players and their responsibilities (N=20) 20% 50% 25% 0% 20% 40% 60% 80% 100% Wroclaw, INROAD REGIONAL WORKSHOP 14

15 Current Challenges in RI roadmapping Roadmaps are just tools to implement a strategy a strategy should consider strengths and long-term priorities at institutional, regional, national, European and global levels need to be identified a roadmap should consider the different levels Strong focus in RI roadmapping on new projects and landmarks (big machines) challenges sustainability of funding and RI landscape Alignment of roadmapping at European level vs. respecting terroir of RI Focus on KPI and generic assessment criteria need to differentiate between quality of RI and scientific excellence (RI are enabler of excellent science) Growing divide in societies and polarisation in politics socioeconomic impact not enough, need for better inclusion of society Accelerating technologization and digitalization broadening (not only traditional RI) needed Innovation Infrastructure? Wroclaw, INROAD REGIONAL WORKSHOP 15

16 InRoad s Contribution Link between roadmapping, funding and RI needs and management Platform of exchange and mutual learning between different target groups and countries Identification of challenges and elements of good practice to formulate recommendations Collection of state-of-the-art procedures Wroclaw, INROAD REGIONAL WORKSHOP 16

17 Many thanks for your interest! To learn more and keep up to date, check our website, subscribe to our newsletter, and follow us on social media! inroad.eu Wroclaw, INROAD REGIONAL WORKSHOP 17

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